News Centre

From Our Man In Chicago, FIA Expo 2013, Tom Groenfeldt: Surveillance Panel

Date 12/11/2013

Chair: Matt Simon, Senior Analyst, Tabb Group

Speakers:

Ben Ernest-Jones, Senior Product Manager, Apama Capital Markets, Software AG Apama

Michael Grecoff, Head of Sales, Scila Surveillance, Cinnober Financial Technology

Michael Karbouris, Head of Business Development, Broker Technology, NASDAQ OMX

Jim Moran, Executive Director & Global Head, Strategic & Technology Initiatives, CME Group

Trading across different asset classes presents new challenges for market surveillance, a panel at FIA in Chicago last week concluded. Equities and options are quite simple -- you look to see what is happening in one and if there is manipulation in the other, but in other assets systems are limited and human intelligence is needed. In swaps, for example, a surveillance officer would determine the underlying and bring in data from historical trend patterns or real-time monitoring to look for abnormal activity. The surveillance officer could work for a regulator, an exchange or a participant; indeed, panelists said, many brokers now have their own surveillance departments.

Australian Securitisation 2013 - A Speech By Greg Tanzer, Commissioner, Australian Securities And Investments Commission

Date 12/11/2013

A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Australian Securitisation Forum, Sydney, 12 November 2013.

Shenzhen Stock Exchange Market Bulletin 11 November, 2013 Issue 23

Date 12/11/2013

From 4 to 8 November, Shenzhen Component Index closed at 8155.4points after losing 3.5%. SME Index dropped 1.6% to close at 4788.0 points. ChiNext Index ended at 1211.1 points after declining 0.9%. Total turnover for stocks and funds on SZSE stood at US$68.9 billion, or a 15.7% decrease from the week before. 6 out of 16 sector indices were higher than previous week, and 10 out of 16 sector indices werelower than the week before.

Marriott International To Join The NASDAQ-100 Index Beginning November 18, 2013

Date 12/11/2013

Marriott International (Nasdaq:MAR) will become a component of the NASDAQ-100 Index® (Nasdaq:NDX) and the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) prior to market open on Monday, November 18, 2013. Marriott International will replace Rangold Resources Limited (Nasdaq:GOLD).

Chi-X Australia Sets Firm Record Market Share On Second Anniversary

Date 11/11/2013

Chi-X® Australia Pty Ltd, a wholly owned subsidiary of alternative trading venue operator Chi-X® Global Holdings LLC, has entered its third year of operation by reaching a firm-record weekly  total  market  share  of  18.39%, which  included  a  one-day  record  of  24.67%  on  4 November.

Tradentrix And IPC Systems Inc. Bring First Hosted Trading Turret Platform To The Market

Date 11/11/2013

Today, Tradentrix, LLC announced an agreement executed with IPC Systems Inc. for hosting IPC’s Unified Trading solution, Unigy®, and IQ/MAX® trading turrets in the Tradentrix cloud infrastructure.  This unprecedented agreement will allow trading and brokerage operations based in the state of Texas  to leverage Tradentrix’s high availability and highly secure infrastructure to host their critical voice trading communications, recording systems, data, applications and desktop workstations.  The Tradentix cloud gives customers, both securities and energy trading firms, the level of security and flexibility needed without the capital expenditure or ongoing maintenance overhead.

NYSE MKT Issues Short Interest Report

Date 11/11/2013

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of October 31, 2013.

NASDAQ Announces End-of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date October 31, 2013

Date 11/11/2013

At the end of the settlement date of October 31, 2013, short interest in 2,149 NASDAQ Global Market^SM securities totaled 7,089,039,766 shares compared with 7,109,283,277 shares in 2,141 Global Market issues reported for the prior settlement date of October 15, 2013. The end-of-October short interest represents 4.07 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.30 days for the prior reporting period.

NYSE Group Inc. Issues Short Interest Report

Date 11/11/2013

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of October 31, 2013.

International Securities Exchange Announces Highest Daily FX Options Volume, Year-to-Date

Date 11/11/2013

The International Securities Exchange (ISE) today announced that 5,328 Foreign Exchange (FX) Options contracts were traded on Friday, November 8, 2013, the highest FX Options volume, year-to-date.