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  • TSX Ignite Continues Live Events In Ottawa On May 13

    Date 12/05/2014

    Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) continue the TSX Ignite live event series in Ottawa on Tuesday, May 13. Launched in March 2014, this innovative program is designed to help support the growth and development of small and medium-sized enterprises in Canada by providing companies with information, motivation and tips on how to build great businesses.

  • Changes In The Composition Of The ATHEX Indices

    Date 12/05/2014

    Subject to the successful completion of the share capital increase of the company "NATIONAL BANK OF GREECE S.A." the investability weight of the company's shares to all ATHEX indices, will change to 43% from 16%.

  • SEC: Three Software Company Founders To Pay $5.8 Million To Settle Charges Of Insider Trading Ahead Of Sale

    Date 12/05/2014

    The Securities and Exchange Commission today filed insider trading charges against three software company founders for taking unfair advantage of incorrect media speculation and analyst reports about the company’s acquisition.

  • A First In The Eurozone: Bank Of China To List Its First “Schengen Bond” On The Luxembourg Stock Exchange

    Date 12/05/2014

    On 8th May 2014, Bank of China successfully launched its first offshore Renminbi (RMB) “Schengen bond”. This bond, which will be listed on the Euro MTF market of the Luxembourg Stock Exchange, has enabled Bank of China to be the first Chinese mainland company to issue RMB bonds in the Eurozone.

  • Introductory Remarks At The Evolving Role Of Compliance In The Securities Industry Presentation, SEC Commissioner Daniel M. Gallagher, Washington, D.C., May 12, 2014

    Date 12/05/2014

    Thank you, David [Blass].  I’m very pleased to be here this morning to kick off today’s discussion of a timely and critical topic: the evolving role of compliance professionals.  I’d be remiss if I didn’t begin by expressing my thanks to the team responsible for today’s event: Mike Stone, who suggested the event in the first place, our panelists Howard Plotkin and Jerry Baker, and David Blass [and Steve Benham] from the Division of Trading and Markets, who worked with our panelists to put together today’s event.  It’s very heartening to me that there are people like Mike, Howard, and Jerry who are willing to so generously volunteer their time to help the Commission better understand the myriad and complicated challenges facing today’s compliance professionals.  I often speak of the scoundrels and miscreants in the securities industry; it’s a genuine pleasure to be here today with folks from the other end of the spectrum.

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