Mondo Visione Worldwide Financial Markets Intelligence

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  • NZX Gender Diversity 2nd Quarter 2014 Statistics

    Date 15/08/2014

    Under Listing Rule 10.4.5(j) NZSX listed companies (excluding overseas companies) are required to include in their Annual Report quantitative data on the gender breakdown of the Directors and Officers at the financial year end and including comparative figures for the prior financial year end.

  • FINRA Warns Investors Of Viral Disease Stock Scams

    Date 15/08/2014

    The Financial Industry Regulatory Authority (FINRA) issued a new Investor Alert called Viral Disease Stock Scams: Don't Let Them Infect Your Portfolio warning investors of promotions touting stocks in companies that claim to provide products that protect against the spread of viruses or other harmful diseases. FINRA is aware of several potential investment scams involving companies that claim to be involved in the development of products that will prevent the spread of viral diseases.

  • SGX Welcomes Japfa Ltd To Mainboard

    Date 15/08/2014

    Singapore Exchange (SGX) is pleased to welcome the listing of Japfa Ltd (Japfa) on Mainboard under the stock code “UD2”.

  • Firms Elect Two Industry Governors To FINRA Board Of Governors, Two New Public Governors Appointed

    Date 14/08/2014

    The Financial Industry Regulatory Authority (FINRA) announced the results of voting that took place at its 2014 Annual Meeting today in Washington, DC. In accordance with FINRA By-Laws, firms elected two Governors, one from among the small firms and one from among the large firms. FINRA also named two new public Governors to its Board of Governors. Governors are appointed or elected to three-year terms and may not serve more than two consecutive terms.

  • SEC Charges N.Y.-Based Brokerage Firm With Overcharging Customers In $18 Million Scheme

    Date 14/08/2014

    The Securities and Exchange Commission today charged New York-based brokerage firm Linkbrokers Derivatives LLC for unlawfully taking secret profits of more than $18 million from customers by adding hidden markups and markdowns to their trades.