News Centre

Following Listing Of UBS Group AG shares On The SIX Swiss Exchange And New York Stock Exchange (NYSE) UBS Confirms Delisting Of UBS AG From The NYSE And Outlines Process For Delisting UBS AG From The SIX Swiss Exchange

Date 14/01/2015

Following the successful conclusion of the share exchange offer and the consequent listing of UBS Group AG shares on the NYSE and the SIX Swiss Exchange on 28 November 2014, UBS AG has, as previously announced, applied to delist its shares from the SIX Swiss Exchange and the NYSE.

Notice Of Releasing “Shanghai Stock Exchange And China Securities Depository & Clearing Corp Administrative Measures On Risk Control Of Stock Option Pilot Program”

Date 14/01/2015

With an aim of standardizing the pilot program of stock option, the Shanghai Stock Exchange (SSE) and China Securities Depository & Clearing Corp., Ltd. (CSDC) have jointly formulated the “SSE and CSDC Administrative Measures on Risk Control of Stock Option Pilot Program” (the “Risk Control Measures” for short) in accordance with the “Administrative Measures on Pilot Program of Stock Option Trading” of the China Securities Regulatory Commission and other related regulations. 

Can The U.S. Be An International Financial Center? Remarks At Women In Housing & Finance Public Policy Luncheon, SEC Commissioner Daniel M. Gallagher, Washington, DC, Jan. 13, 2015

Date 14/01/2015

Thank you for that generous introduction Anastasia [Stull].  At the outset, I want to congratulate this organization as you celebrate 35th years of promoting policy discussion and development, along with the interests of women in the housing and financial services industries.

CBOE Begins Disseminating Volatility Index Values On Three Of CME Group’s FX Options Contracts: Dollar/Euro, Dollar/Bp And Dollar/Yen

Date 14/01/2015

The Chicago Board Options Exchange® (CBOE®) announced today that it began disseminating values for three new volatility indexes that CBOE calculates using the prices of CME Dollar/Euro, Dollar/British Pound and Dollar/Japanese Yen futures options. 

CFTC’s Division Of Market Oversight Issues Time-Limited Extension Of No-Action Relief Regarding Masking Of Certain Identifying Information Required To Be Reported

Date 13/01/2015

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing a time-limited extension of the relief provided in CFTC Letter 13-41, regarding masking of certain identifying information required to be reported.

SEC Announces Members Of New Equity Market Structure Advisory Committee - Committee Comprised Of Experts With Diverse Backgrounds And Viewpoints

Date 13/01/2015

The Securities and Exchange Commission today announced the members of a new Equity Market Structure Advisory Committee, which will focus on the structure and operations of the U.S. equities markets.

MIAX Options Exchange: Rule Change Notice—CBOE Margin Rules

Date 13/01/2015

In accordance with the incorporation by reference of CBOE’s and NYSE’s margin rules, MIAX is required to inform its Members of rule changes to either CBOE’s or NYSE’s margin rules published by the Securities and Exchange Commission.

The MiG Report - Toronto Stock Exchange And TSX Venture Exchange

Date 13/01/2015

Brought to you by: 

The Market Intelligence Group | Toronto Stock Exchange | TSX Venture Exchange | tmx.com/mig 

Canadian Man Charged In First Federal Securities Fraud Prosecution Involving ‘Layering’

Date 13/01/2015

A Canadian man was arrested today for allegedly orchestrating a large-scale, international stock market manipulation scheme in the first federal prosecution of securities fraud involving a high-frequency trading strategy known as “layering,” U.S. Attorney Paul J. Fishman for the District of New Jersey announced.

SIFMA Commends Administration's Focus On Cybersecurity

Date 13/01/2015

SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, after President Obama announced a new cybersecurity legislative proposal:

"Cybersecurity is a top priority for the financial services industry, which is dedicating significant resources to protect the integrity of the financial markets and the millions of people who use financial services every day."