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Date 16/08/2013
NZX: Gender Diversity 2nd Quarter Statistic
Under Listing Rule 10.5.5(j) NZSX listed companies (excluding overseas companies) are required to include in their Annual Report quantitative data on the gender breakdown of the Directors and Officers at the financial year end. This rule came into effect for financial years ending on or after 31 December 2012.
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Date 16/08/2013
Consultation On Governance-Related Changes To ASX Listings Rules And Guidance Note 9
ASX has today issued a consultation paper seeking comments on a number of proposed governance-related amendments to its Listing Rules and proposed changes to Guidance Note 9 Disclosure of Corporate Governance Practices.
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Date 16/08/2013
NZX Auckland Relocating To Zurich House
NZX has signed a lease with Precinct Properties for NZX’s new Auckland office space in Zurich House, Queen Street, in the heart of Auckland’s Central Business District.
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Date 16/08/2013
New Zealand's Financial Markets Authority: Dominion Finance Directors Sentenced
Three former directors of Dominion Finance and North South Finance have today been sentenced to home detention following a prosecution taken by the Financial Markets Authority (FMA).
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Date 16/08/2013
ASX: Consultation On A Proposed Third Edition Of The Corporate Governance Principles And Recommendations
The ASX Corporate Governance Council (Council) has today issued a consultation paper seeking comments on a proposed third edition of its Corporate Governance Principles and Recommendations.
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Date 16/08/2013
Green Mountain Coffee Roasters, Inc. To Join The NASDAQ-100 Index Beginning August 22, 2013
Green Mountain Coffee Roasters, Inc. (Nasdaq:GMCR) will become a component of the NASDAQ-100 Index® (Nasdaq:NDX), the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) and the NASDAQ-100 Ex-Tech Sector Index (Nasdaq:NDXX) prior to market open on Thursday, August 22, 2013. Green Mountain Coffee Roasters, Inc. will replace Life Technologies Corporation (Nasdaq:LIFE).
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Date 15/08/2013
Michael Piwowar Sworn In As SEC Commissioner
The Securities and Exchange Commission announced that Michael S. Piwowar was sworn into office today as an SEC Commissioner by SEC Los Angeles Regional Office Director Michele Wein Layne. He replaces former Commissioner Troy Paredes who stepped down earlier this month.
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Date 15/08/2013
SEC Obtains Final Judgment Against Conrad M. Black
The Securities and Exchange Commission announced that on August 13, 2013, the Honorable William T. Hart of the United States District Court for the Northern District of Illinois entered a final judgment against Conrad M. Black, the former Chief Executive Officer and Chairman of Hollinger International, Inc. ("Hollinger International").
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Date 15/08/2013
Eun Ah Choi Named Managing Executive Of The SEC’s Division Of Investment Management
The Securities and Exchange Commission today announced that Eun Ah Choi has been named Managing Executive of the Division of Investment Management. She will assume her new role on August 19.
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Date 15/08/2013
Canadian Securities Regulators Review Canada’s Proxy Voting Infrastructure For Shareholders
To facilitate discussions among market participants regarding the integrity and reliability of Canada’s proxy voting infrastructure, the Canadian Securities Administrators (CSA) today published for comment, Consultation Paper 54-401 Review of the Proxy Voting Infrastructure.
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