FTSE Mondo Visione Exchanges Index:
News Centre
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Date 18/07/2013
ASX Finalises Code Of Practice And Membership Of Forum
ASX today released the Code of Practice for Clearing and Settlement of Cash Equities in Australia (the Code), which will be effective from 9 August 2013.
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Date 18/07/2013
UBS Securities Australia Ltd Pays $30,000 Infringement Notice Penalty
UBS Securities Australia Ltd (UBS) has paid a penalty of $30,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The penalty was for conduct which resulted in a market for a security not being both fair and orderly.
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Date 18/07/2013
Shenzhen Stock Exchange Complete The 3rd Round Of Rationalization On Proceeding Of Examination, Verification And Registration
Recently, Shenzhen Stock Exchange (SZSE) completed the 3rd round of rationalization of proceeding regarding examination, verification and registration, and disclosed List of Proceeding of Examination, Verification and Registration and Guidelines on Handling Proceeding of Examination, Verification and Registration. The move is in response to State Council’s instruction of ‘deepening the reform on administrative examination and approval system, and continued simplification of administration and decentralization ’, and also an attempt to further improve the quality, efficiency and transparency of self-discipline, supervision and services.
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Date 17/07/2013
SEC Obtains $13.9 Million Penalty Against Rajat Gupta
The Securities and Exchange Commission today obtained a $13.9 million penalty against former Goldman Sachs board member Rajat K. Gupta for illegally tipping corporate secrets to former hedge fund manager Raj Rajaratnam. Gupta also is permanently barred from serving as an officer or director of a public company.
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Date 17/07/2013
CSA Requirements To Improve Disclosure For Investors Are Now In Effect
The Canadian Securities Administrators (CSA) are delivering on their investor protection commitments with new disclosure requirements that will provide investors with clear and meaningful information about their investments. The amendments to National Instrument 31-103Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) are now in effect, with key elements being phased in over three years to allow industry sufficient time to meet the new requirements.
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Date 17/07/2013
Federal Reserve Governor Sarah Bloom Raskin At The The Exchequer Club Luncheon, Washington, D.C. - Beyond Capital: The Case For A Harmonized Response To Asset Bubbles
Thank you for inviting me to speak to you this afternoon.1 I'm honored to have the chance to be with so many former colleagues and friends. As I look around this room, I'm reminded of your efforts and the variety of perspectives that you have brought, over the years, to the endeavor of financial regulation. I'm reminded of the contributions you have made to the richness of these debates and tasks.
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Date 17/07/2013
Board Of Directors Approves BM&FBOVESPA’s Sustainability Policy
BM&FBOVESPA’s Board of Directors has approved the company’s Sustainability Policy. The Policy is structured into four pillars for action – Market, Environmental, Social, and Corporate Governance – covering both internal management and relations with the company’s various stakeholder groups.
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Date 17/07/2013
SIFMA President Kenneth E. Bentsen, Jr. Testifies On CEA Reauthorization
SIFMA President Kenneth E. Bentsen, Jr. today testified before the Senate Agriculture Committee on reauthorization of the Commodity Exchange Act.
"SIFMA supports many of the goals of Dodd-Frank's Title VII with respect to swaps," Bentsen said in written testimony. "However, we remain concerned about how regulators, especially the CFTC, are interpreting and implementing many of these provisions. Indeed, in a few instances we also believe it is necessary that Congress amend the Act, as some provisions are duplicative and, at times, counterproductive."
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Date 17/07/2013
Irish Stock Exchange Launches Guide To REITs
The Irish Stock Exchange (“ISE”) has today launched a Guide to REITs (“Guide”) for retail investors.
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Date 17/07/2013
Trust In Global Financial Institutions In Second Quarter 2013 Diverges Across Regions But Remains Steady Overall - Quarterly TRust Index Leverages Proprietary Data, Analytics, News And Social Media Sentiment
Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, today announced the second quarter results from its proprietary TRust Index that measures trust in the top 50 global financial institutions. The second quarter data shows that, despite regional variations, trust and confidence in financial institutions remained relatively stable over the quarter.
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