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  • NZX June 2014 Shareholder Metrics

    Date 03/07/2014

    Please find attached Shareholder Metrics for June 2014.

  • ASX Group Monthly Activity Report – June 2014

    Date 03/07/2014

    The value of ASX-listed stocks, as measured by the All Ordinaries Index, fell 1.7% in June 2014. This performance was in contrast to rises in some other major markets, including Japan up 3.6%, the US up 1.9% and Hong Kong up 0.5%. The UK was down 1.5%, Singapore down 1.2% and Germany down 1.1%. 

  • SGX Derivatives And Commodities Grow In June

    Date 03/07/2014

    Singapore Exchange (SGX) reported today that its derivatives and commodities volume continued to increase in June, with record volumes for SGX rubber futures and iron ore offerings.

  • ASX Compliance Monthly Activity Report – June 2014

    Date 03/07/2014

    New listings for the month were Asaleo Care Limited (AHY), Blue Sky Alternative Access Fund Limited (BAF), Gentrack Group Limited (GTK), Isentia Group Limited (ISD), Managed Accounts Holdings Limited (MGP), Mantra Group Limited (MTR), Medallion Trust Series 2014-1P (MPZ), Monash IVF Group Limited (MVF), RTG Mining Inc (RTG), The PAS Group Limited (PGR), Westfield Corporation Limited (WFD) and WFD Trust (WFD).

  • New Zealand's Financial Markets Authority: Consequences For Failing To Comply With Financial Statement Filing Obligations

    Date 03/07/2014

    The Financial Markets Authority (FMA) has filed charges against the directors of eight companies that raise funds from the public, for breaches of the Financial Reporting Act (FRA).

  • Hong Kong's Securities And Futures Commission Suspends Wu Li Jun For Six Months

    Date 03/07/2014

    The Securities and Futures Commission (SFC) has suspended Ms Wu Li Jun, a former employee of China Merchants Securities (HK) Co., Limited (China Merchants Securities), for six months from 3 July 2014 to 2 January 2015.

  • Leno Corporate Services Becomes A BISX Broker Dealer

    Date 03/07/2014

    The Bahamas International Securities Exchange (BISX) is pleased to announce that Leno Corporate Services Limited (LENO) has become a BISX Broker-Dealer Member.

  • US Federal Agencies Release Public Sections Of Resolution Plans

    Date 02/07/2014

    The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC) on Wednesday released the public portions of annual resolution plans for 17 financial firms. Each plan must describe the company's strategy for rapid and orderly resolution under the U.S. Bankruptcy Code in the event of material financial distress or failure of the company.

  • SEC Charges Five Traders With Short Selling Violations

    Date 02/07/2014

    The Securities and Exchange Commission today charged five traders for committing short selling violations while trading for themselves and Worldwide Capital Inc., a Long Island, N.Y.-based proprietary firm that earlier this year paid the largest-ever monetary sanction for Rule 105 violations.

  • FINRA Bars Broker For Insider Trading In Japanese Securities

    Date 02/07/2014

    The Financial Industry Regulatory Authority (FINRA) announced today that it has barred Kenneth Ronald Allen, a former equity trader at First New York Securities L.L.C., from the securities industry for trading Japanese securities on the basis of material, non-publicized information that he received from a corporate insider.

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