News Centre

Wonga To Make Major Changes To Affordability Criteria Following Discussions With The UK's Financial Conduct Authority

Date 02/10/2014

Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.

DFM Performance – September 2014

Date 02/10/2014

The Dubai Financial Market General Index down 0.4% to 5042.9 points at the end of September compared to 5062.9 points at the end of August. The Financial & Investment services index decreased the most by 4.9% and the Telecommunication index down 4.8%, and the Services index decreased by 2.9%. In contrast, the Industrial index up 4.4%, the Banking index up 2.9% and the Insurance index increased by 1.2%.

Boerse Stuttgart Generates Turnover Of Around EUR 6.7 Billion In September - Strong Growth In Debt Instruments - Total Turnover For The First Three Quarters Matches The Same Period In 2013

Date 02/10/2014

According to its order book statistics, Boerse Stuttgart generated turnover of around EUR 6.7 billion in September 2014. The trading volume was around 4 percent higher than in August.

ICAP Electronic Broking: September 2014 Volumes

Date 02/10/2014

Average daily volume (in USD billions, single count)

New Records On Moscow Exchange's Money Market

Date 02/10/2014

Moscow Exchange's Money Market showed strong trading volume growth in most instruments.

ASIC And AFSA Announce Refreshed Memorandum Of Understanding

Date 02/10/2014

Australian Financial Security Authority’s Chief Executive Veronique Ingram and Commissioner John Price of the Australian Securities and Investments Commission (ASIC) have announced the release of a new Memorandum of Understanding (MOU) between AFSA and ASIC.

Remarks By US Assistant Attorney General For The Criminal Division Leslie R. Caldwell At The 22nd Annual Ethics And Compliance Conference

Date 01/10/2014

Thank you, for that kind introduction.  And thank you to the Ethics and Compliance Officers Association for inviting me to speak with you today about the important topic of corporate compliance.  I understand that you have been hosting these conferences for more than 20 years, and I commend you for that!  

The Challenge Of Coverage, Accountability And Deterrence In Global Enforcement, SEC Chair Mary Jo White, IOSCO 39th Annual Conference, Rio de Janiero, Oct. 1, 2014

Date 01/10/2014

I. Introduction

Thank you, David Wright, for that kind introduction.  As securities regulators from around the globe gather this week for the IOSCO Annual Conference, there is complete unanimity among us that strong enforcement of our securities laws is critical to protecting investors and maintaining their confidence and to safeguarding the stability of our markets.  We also all face the challenge of ensuring that we have the resources and reach to police our increasingly global markets, bring wrongdoers to account and to send the strongest possible message of deterrence to would-be fraudsters. 

OneChicago Announces September 2014 Trading Volume Increase Of 7% Year-Over-Year

Date 01/10/2014

• Third Quarter 2014 Trading Volume Increases 21% as Compared with Third Quarter 2013
• Average September Block Trade Size was 755 (75,500 share equivalent)

PIMCO Statement Regarding September Total Return Net Flows

Date 01/10/2014

September monthly net flows for the Total Return Fund were estimated to be -$23.5bn. Of note, the largest daily outflow occurred on the day of Bill Gross’s resignation from the firm, while outflows on the two following days were considerably smaller.