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  • SEC Names Kevin Kelcourse As Associate Director For Exam Program In Boston

    Date 26/11/2014

    The Securities and Exchange Commission today announced that it has named Kevin M. Kelcourse as the associate director for the Office of Compliance Inspections and Examinations (OCIE) in Boston.  In that role, he will oversee the SEC’s exam program in six New England states with a staff of approximately 65 examiners, accountants and attorneys.

  • BATS One Feed Update

    Date 26/11/2014

    As previously announced, the production release of the BATS One Feed has been delayed pending SEC approval.  While BATS is prepared for a production release once final approval has been received, it has been decided that BATS One will be released in the NY5 data center in Secaucus, NJ as opposed to the NJ2 data center in Weehawken. Please refer to the BATS One Feed Specification for updated IP address and port details.

  • CFTC Swaps Report Update

    Date 26/11/2014

    CFTC's Weekly Swaps Report has been updated, and is now available.

  • Prince Alwaleed Successful In Key Libel Decision - London Court Affirms Forbes Made Defamatory Accusations

    Date 26/11/2014

    HRH Prince Alwaleed Bin Talal Bin Abdulaziz Al Saud is pleased the court has ruled in his favor on the meaning of key elements of the defamatory articles published about him by Forbes in April 2013.  The Prince has consistently maintained that Forbes defamed him by falsely accusing him of defaulting on important contractual obligations, dishonestly manipulating the share price of Kingdom Holding Company, and firing KHC's auditor because it raised concerns that KHC's value was over-estimated.  Prince Alwaleed also notes the court has found that the Forbes' articles did not impact KHC.

  • Direct Edge Trading Notice #14-56: EDGA & EDGX Fee Schedule Changes For December

    Date 26/11/2014

    Effective Monday, December 1, 2014, EDGA ExchangeSM (EDGA®) and EDGX ExchangeSM(EDGX®) will make the following fee schedule changes, pending filing with the Securities and Exchange Commission (SEC).