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Athens Exchange -Expansion Of Common Platform: Upgrade Of CSE Markets Clearing

Date 23/09/2015

Cyprus Stock Exchange (CSE) and Athens Exchange signed today a Memorandum of Understanding (MOU) regarding the prompt beginning of processes concerning the assumption from ATHEXClear (Athens Clearing House) - as a licensed EMIR Central Counterparty (CCP) - of CSE's Markets clearing.
BATS Global Markets Expands Team With Two Key Hires In Market Data, ETF Listing Businesses - Kal Chan And Rob Marrocco Bring Solid Industry Experience To BATS Team

Date 23/09/2015

BATS Global Markets (BATS), a leading global operator of exchanges and services for financial markets, today announced the hiring of Kal Chan as Director, Market Data Sales, and Robert J. Marrocco, Director of Listings.
US Treasury Announces Appointments To Advisory Committee On Risk-Sharing Mechanisms

Date 23/09/2015

The U.S. Department of the Treasury today announced the appointment of nine individuals to serve as members of the Advisory Committee on Risk-Sharing Mechanisms (ACRSM). The ACRSM, authorized by the Terrorism Risk Insurance Program Reauthorization Act of 2015, provides advice and recommendations to the U.S. Department of the Treasury through the Federal Insurance Office (FIO) with respect to the creation and development of non-governmental, private market risk-sharing mechanisms for protection against losses arising from acts of terrorism.
China Grants UK-Based Aberdeen Asset Management Business Licence To Operate In China - Aberdeen Asset Management Granted Business Licence To Operate In China Strengthening The UK’s Presence In Asia’s Economic Powerhouse -Announcement Comes As UK Chancellor Of The Exchequer, George Osborne, Leads A Trade Delegation To China

Date 23/09/2015

Aberdeen Asset Management, one of the UK’s largest investment groups, has been granted a business licence which will make it easier to operate in China and significantly strengthen the UK’s presence in Asia’s leading economic powerhouse.
Saudi Stock Exchange Announces Extension Of Eid Al-Adha Holiday

Date 23/09/2015

In line with the Royal decree to extend Eid Al-Adha holiday across all government sectors, the Saudi Stock Exchange would like to announce that Eid Al-Adha holiday has been extended to include Monday 28th September and that Trading will resume after the Eid holiday on Tuesday 29th September 2015.

SEC Charges Two Philadelphia Area Men For Defrauding Friends And Family In Private Equity Fund

Date 23/09/2015

The Securities and Exchange Commission today announced settled charges with two Philadelphia-area men and their investment advisory firm who allegedly defrauded investors in a private equity fund they managed. Under the settlement, the respondents will owe approximately $6.8 million to the SEC. The SEC intends to distribute collected money to harmed investors.
India Index Services & Products Ltd. (IISL) Rebrands All The Indices - “CNX Nifty” To Be Rebranded As “Nifty 50”

Date 23/09/2015

India Index Services & Products Limited (IISL), an NSE group company and India’s leading index provider, is pleased to announce the rebranding of all the existing IISL indices including CNX Nifty, CNX 100, CNX 200, CNX 500, CNX Midcap, CNX Smallcap etc.
Opening Remarks Before The SEC Advisory Committee On Small And Emerging Companies By SEC Chair Mary Jo White

Date 23/09/2015

Good morning. Thank you very much, Steve and Chris, and thank you all for being here, either in person or by webcast. I will be very brief in my remarks.
European Union (EU) - United States (U.S.) Financial Markets Regulatory Dialogue Joint Statement

Date 23/09/2015

Participants in the Financial Markets Regulatory Dialogue (FMRD) met on 18 September 2015 to exchange information on regulatory developments as part of their ongoing dialogue.
Opening Statement To The September 2015 Meeting Of The SEC Advisory Committee On Small And Emerging Companies By SEC Commissioner Daniel M. Gallagher

Date 23/09/2015

Thank you, Chris[tine Jacobs] and Stephen [Graham]. Thank you in particular for your service as co-chairs of this Committee, which has been exemplary. And thank you to all of the Committee’s members for not only braving the papal visit traffic to be here today, but for the commitment of your time and energy over the past 2 years. The work of this Committee is critical in helping to bring forward the voice of small and emerging companies — a voice that is too often unheard or ignored, particularly in the post-Dodd-Frank rush to regulation. This Committee has examined issues of critical importance for small business, deliberated over how best to address them, and issued to the Commission well-reasoned written recommendations. I believe the least we as a Commission can do is to commit to providing the Committee with written responses to those recommendations. This isn’t just a matter of showing respect for your work; it would be a tangible sign of our commitment to fulfilling our statutory mission to facilitate capital formation. Unfortunately, these days, there are few other visible signs of that commitment. I am glad that the Committee is being renewed for another two years, and although I unfortunately will no longer be here as a consumer of your recommendations, believe me I will be cheering you on from the outside.