News Centre

ASIC: Two Sydney Men Convicted Of Insider Trading

Date 12/06/2015

Two Sydney men, including a former analyst with ratings agency Moody’s, were today convicted of insider trading.

FSB: Public Responses To The March 2015 Consultative Document Assessment Methodologies For Identifying NBNI G-SIFIs

Date 12/06/2015

The FSB and IOSCO published on 4 March 2015 their second consultative document on Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs).

Statement Of Support For The Need To Modernize The Commission’s Transfer Agent Rules, SEC Commissioner Michael S. Piwowar and Commissioner Kara M. Stein, June 11, 2015

Date 12/06/2015

Earlier today, Commissioners Aguilar and Gallagher issued a statement regarding the need to modernize the Commission’s transfer agent rules. We agree that the issue of transfer agent regulation is pressing and timely, and thank Commissioners Aguilar and Gallagher for their continued focus on updating the regime. We look forward to working with our fellow Commissioners, the staff, and market participants as we move forward on reform initiatives.

Silver In The Spotlight - GoldMoney Weekly Market Report And Customer Metrics

Date 11/06/2015

GoldMoney customers have had a busy few days with trading volumes up on the previous week.

Prime Minister of the Hellenic Republic, Alexis Tsipras’ Statement Following His Meeting With The President Of The European Commission Mr. Jean-Claude Juncker

Date 11/06/2015

We are working to bridge the remaining differences, especially those concerning the fiscal and financing issues. We are cooperating to reach an agreement, which will ensure that Greece will recover with social cohesion and a sustainable debt.

ASC Alleges Saileshwar Rao Narayan, Prospera Mortgage Investment Corporation, Prosperity Development Group Ltd. And Prospera Management Corp. Breached Alberta Securities Laws

Date 11/06/2015

Alberta Securities Commission (ASC) staff have issued a Notice of Hearing alleging that Prospera Mortgage Investment Corporation (PMIC) failed to comply with a written undertaking given to the Executive Director of the Commission, made prohibited representations to investors and engaged in illegal trades and distributions of the securities of PMIC.  ASC staff further allege that PMIC, Prospera Management Corp. and Saileshwar Rao Narayan perpetrated a fraud on PMIC investors. 

The MiG Report - Toronto Stock Exchange And TSX Venture Exchange

Date 11/06/2015

Please click here for the May 2015 MiG Report. 

Quality Data And The Power Of Prevention: Remarks At Meet The Market, North America, SEC Commissioner Kara M. Stein, New York, NY, June 10, 2015

Date 11/06/2015

Thank you, David [Strongin, Executive Director, Global Financial Markets Association] for that kind introduction. It is an absolute pleasure to be with you today at the Meet the Market Symposium.

Before I begin my remarks, I need to remind you that the views I express this afternoon are my own, and do not necessarily reflect the views of my fellow Commissioners or the staff of the Commission.

Bermuda Stock Exchange Will Be Closed For Bermuda National Heroes Day Holiday

Date 11/06/2015

The Bermuda Stock Exchange (BSX) advises that the Exchange will be closed on Monday, 15 June, 2015, in observance of the Bermuda National Heroes Day Public Holiday. The BSX will re-open on Tuesday, 16 June, 2015.

EC Vice-President Sefcovic And Commissioner Arias Canete Keynote Speakers At ACER's Annual Conference 2015

Date 11/06/2015

European Commission Vice-President for the Energy Union Maroš Šefčovič and Commissioner for Climate Action and Energy Miguel Angel Arias Cañete have confirmed their presence at the IV ACER Annual Conference, which will focus on how to achieve ‘An Energy Union for Consumers”. 
The event will take place at the Brdo Congress Centre near Kranj, Slovenia, on Thursday, 9th July 2015. You can still register here.