News Centre

TMX Group Thanksgiving Holiday Market Closures

Date 29/09/2015

Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange and Montreal Exchange will be closed on Monday, October 12, 2015 for the Thanksgiving holiday.

Austrian Day 2015 In Zurich In Collaboration With UBS

Date 29/09/2015

The next destination of this year’s road show program is Zurich on September 30, 2015. The investor conference for Austrian top companies will be organized jointly with UBS. 

Remarks Of CFTC Chairman Timothy Massad Before The OTC Derivatives Conference, September 29, 2015

Date 29/09/2015

Thank you, Stephen for that warm welcome. I am very pleased to be here today. I’m particularly honored to kick off this conference.

I’ve been asked to talk about the “State of the Derivatives Marketplace.”

Opening Remarks At The 75th Anniversary Of The Investment Company Act And Investment Advisers Act - “The Investment Company Act And Investment Advisers Act: Standing The Test Of Time”, SEC Chair Mary Jo White

Date 29/09/2015

Good morning.  Thank you for coming today, and welcome to the SEC, both those here in person and through our webcast.  Before I say anything else, I would like to acknowledge staff from the Division of Investment Management for their hard work in putting this anniversary program together.  In particular, kudos go to Director Dave Grim, Jennifer McHugh, Bridget Farrell and Jamie Walter.  I also would like to thank my fellow Commissioners who are introducing the panels, and all of the stellar panelists who will be sharing with us their insights throughout the day. 

CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations

Date 29/09/2015

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants Harvard Assets LLC (Harvard Assets), London Assets Inc. (London Assets), and Harvard International Trading, Inc. (Harvard International) (collectively, the Entity Defendants), all three operating in Florida, and their controlling person, Defendant Todd Owen Marshall with a last known address in Deerfield Beach, Florida (collectively, Defendants).

IMF Global Financial Stability Report (GFSR): Vulnerabilities, Legacies, And Policy Challenges, Risks Rotating To Emerging Markets, October 2015

Date 29/09/2015

Chapters 2 and 3 of the October 2015 Global Financial Stability Report respectively examine the determinants and resilience of market liquidity and the growing level of corporate debt in emerging markets. In terms of market liquidity, the current levels are being sustained by benign cyclical conditions and accommodative monetary policy. At the same time, some structural developments may be eroding its resilience. As for the growing level of corporate debt in emerging markets, which quadrupled between 2004 and 2014, global drivers have played an increasing role in leverage growth, bond issuance, and corporate spreads. The greater role of global factors during a period when they have been exceptionally favorable suggests that emerging markets must prepare for the implications of global financial tightening.

ISEdirect Services Extended To Include Submission Of Fund NAVs

Date 29/09/2015

This information is relevant to individuals or organisations who submit Net Asset Values (NAVs) in relation to funds listed on the Irish Stock Exchange (ISE).

Green Key Technologies Adds Chicago Trading Firms DRW And Eagle Seven As Equity Owners - DRW Founder And CEO Donald R. Wilson, Jr. Joins Green Key Advisory Board

Date 29/09/2015

Green Key Technologies, winner of the 2015 most promising sell-side start up award and maker of patented voice software designed specifically for traders and brokers, today announced that Chicago-based trading firms DRW and Eagle Seven have become equity owners.

Interactive Data Launches Liquidity Indicators Service - Tools Will Help Firms Understand Their Portfolios’ Liquidity Profile Under Normal And Stressed Market Conditions

Date 29/09/2015

Interactive Data, a leading provider of fixed-income evaluated pricing, today announced the launch of its Liquidity Indicators Service.  The innovative service leverages the same award-winning, fixed-income evaluated pricing and reference data content that supports pricing and trading functions at the world’s leading buy-side and sell-side firms, to provide a series of security- and portfolio-level Liquidity Indicators.

Liquidnet Launches Fixed Income Dark Pool To Centralize Institutional Trading Of Corporate Bonds - More Than 120 Asset Managers Across The US And Europe On-Board For Launch - Enrolled Asset Managers Comprise Two-Thirds Of Top 50 Holders Of US Corporate Bond Assets Under Management

Date 29/09/2015

Liquidnet, the global institutional trading network, today announced the launch of their Fixed Income dark pool that facilitates direct, peer-to-peer trading of corporate bonds among asset managers in the US, Canada and Europe, creating a much-needed hub of institutional liquidity. Liquidnet has enrolled more than 120 asset managers, representing a critical mass of liquidity and a sizeable portion of assets under management for high yield and investment grade bonds in the US. At launch, the platform will enable trading for US and European corporate bonds (high yield and investment grade), emerging market corporate bonds, and European convertible bonds.