News Centre

Kristin Snyder Named Co-Head Of SEC’s Investment Adviser - Investment Company Examination Program

Date 10/08/2016

The Securities and Exchange Commission today announced that Kristin Snyder has been named Co-National Associate Director of the Investment Adviser/Investment Company examination program in the Office of Compliance Inspections and Examinations (OCIE).  She joins Co-National Associate Director Jane Jarcho who has led the program since August 20, 2013 and was named OCIE’s Deputy Director on February 3, 2016.  Together, Ms. Jarcho and Ms. Snyder oversee more than 520 lawyers, accountants, and examiners responsible for inspections of SEC registered investment advisers and investment companies.  

MIAX Options - New Complex Order Rules Pending SEC Approval

Date 10/08/2016

MIAX filed SR_MIAX_2016_26 to adopt new rules to govern the trading of Complex Orders on MIAX.

SEC: Company Paying Penalty For Violating Key Whistleblower Protection Rule

Date 10/08/2016

The Securities and Exchange Commission today announced that an Atlanta-based building products distributor is settling charges that it violated securities laws by using severance agreements that required outgoing employees to waive their rights to monetary recovery should they file a charge or complaint with the SEC or other federal agencies.

New ETF Launched On Tehran Stock Exchange

Date 10/08/2016

The secondary market for Parand Paydar ETF was launched on Tehran Stock Exchange on 10 August 2016.

Moscow Exchange: Risk Parameters Change For The Securities AKRN

Date 10/08/2016

The following risk parameters for the securities AKRN will be changed

Tehran Stock Exchange's Bulletin - July 2016

Date 10/08/2016

Click here to download Tehran Stock Exchange's monthly bulletin.

Development Bank Of Japan Launches New Programme On Luxembourg Stock Exchange

Date 10/08/2016

• Japanese development bank launches new one-year securities programme in bid to finance infrastructure projects and boost domestic growth

Deutsche Börse: Merger Of Deutsche Börse Group And London Stock Exchange Group: More Than 75 Percent Of Deutsche Börse AG Shares Have Been Tendered - Additional Acceptance Period Will Expire On 12 August 2016, 24:00 Hours (CEST)

Date 10/08/2016

Deutsche Börse AG announces that more than 75 percent of Deutsche Börse shares have been tendered under the exchange offer of HLDCO123 PLC (HoldCo) as at 16:00 hrs (CEST) and thus prior to the expiration of the additional acceptance period on 12 August 2016. On 1 June 2016, HoldCo published its voluntary public takeover offer in the form of an exchange offer to the shareholders of Deutsche Börse for acquiring all registered no-par-value shares in Deutsche Börse AG.

Moscow Exchange: Risk Parameters Change For Non-Principal Futures

Date 10/08/2016

According to Item 8 of the Principal and Non-principal Futures Listing Methodology (approved by the NCC Management Board on May, 29 2014), Xi parameters for non-principal futures were changed on August 10, 2016 at 7 p.m. (MSK). 

LSEG: ELITE Connect And OpenExchange Partner To Boost Video Conferencing Across Europe And US

Date 10/08/2016

• Agreement allows ELITE Connect and OpenExchange users to interact using compatible online meeting technology
• Geographical strength of each platform extends breadth of virtual meeting opportunities for users across Europe and US
• ELITE Connect is LSEG’s online connection platform for public companies, intermediaries and institutional investors
• Open Exchange is a leading US-based video conferencing solution for financial service professionals