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News Centre

  • ASX: Senior Appointments

    Date 19/11/2001

    Australian Stock Exchange Limited (ASX) this morning announced that, as part of a wider redeployment of senior management and in pursuit of the company's strategy, Colin Scully is to be appointed as Chief Operating Officer, effective from 26 November 2001.

  • World Trade Center Gold Relocated And Eligible For Delivery Against New York Mercantile Exchange Contracts

    Date 16/11/2001

    The New York Mercantile Exchange, Inc., and ScotiaMocatta Depository, a division of the Bank of Nova Scotia, today announced that all of the silver, gold, platinum, and palladium stored in its vaults at Four World Trade Center have been successfully relocated by Exchange-approved carrier to a newly Exchange-licensed Brink's Inc. depository in Brooklyn.

  • Standard & Poor's Index Change: S&P Global 1200, TSE 300 Composite, TSE 300 Capped, S&P/TSE 60, S&P/TSE 60 Capped And TSE 100 indices.

    Date 16/11/2001

    Standard & Poor's Canadian Index Operations announces that effective after the close of business on Monday November 19, 2001, the following changes will take place in the S&P Global 1200, TSE 300 Composite, TSE 300 Capped, S&P/TSE 60, S&P/TSE 60 Capped and TSE 100 indices.

  • SEC Fee Rate Advisory #5

    Date 16/11/2001

    The Congress has passed and will soon send to the President for signature the fiscal 2002 Commerce, Justice, State, and related agencies appropriations bill that will fund the SEC. While the exact date when the bill will be signed is unknown, it is expected to be signed shortly after its arrival at the White House. Effective 12:01 a.m. EST the day the bill is signed, the fee rate on filings made pursuant to Section 6(b) of the Securities Act of 1933 will decrease to $239 per $1,000,000 of

  • SEC Bars Recidivist Tampa Broker

    Date 16/11/2001

    The Securities and Exchange Commission today announced that it had barred a former broker and investment adviser, with a history of violating the securities laws, from association with any broker, dealer, or investment adviser, and prohibited him from, among other things, employment with a registered investment company. On November 6, 2001, the United States Attorney's Office for the Middle District of Florida unsealed an indictment against the same individual, charging him with seven counts

  • NYBOT: Thanksgiving Holiday Trading Schedule

    Date 16/11/2001

    (Eastern Standard Time)

  • MEFF To launch New Futures And Option Contracts On Mini IBEX-35

    Date 16/11/2001

    On November 22, 2001, MEFF will launch new futures and option contracts on IBEX-35 called MINI.

  • Kansas City Board Of Trade Changes Trading Schedule For Friday, November 23, 2001

    Date 16/11/2001

    In coordination with U.S. Stock Exchanges, the Kansas City Board of Trade's Value Line' (KCBT; MV) will close at 12:15 p.m. central time on Friday, November 23,2001.

  • International Securities Exchange Names New Vice President - James Sampson Appointed Vice President Of Market Supervision

    Date 16/11/2001

    The International Securities Exchange (ISE) announced that its Board of Directors has appointed James O. Sampson vice president of market supervision, a newly created position, which includes the exchange's surveillance and market operations functions.

  • HKFE: SFC Levy On Three-Year EFN Futures Contract Waived

    Date 16/11/2001

    Hong Kong Futures Exchange (HKFE), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), announced today (Friday) that the Securities and Futures Commission (SFC) has waived the SFC Levy of $1.00 on the Three-year Exchange Fund Note (EFN) Futures contract for six months from Monday, 19 November, when the contract will be introduced for trading.