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OSC Chair And CEO Maureen Jensen To Deliver First Keynote Address On September 27, 2016
Date 07/09/2016
Maureen Jensen, Chair and CEO of the Ontario Securities Commission (OSC), will be delivering her first keynote address on September 27, 2016 at the Toronto Region Board of Trade.
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CME Group Chief Financial Officer To Present At Barclays Global Financial Services Conference
Date 07/09/2016
CME Group announced today that John Pietrowicz, Chief Financial Officer, will present at the Barclays Global Financial Services Conference, in New York, on Tuesday, September 13, 2016, at 2:45 p.m. (Eastern Time).
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Thomson Reuters To Present At The Goldman Sachs 25th Annual Communacopia Conference
Date 07/09/2016
Neil Masterson, executive vice president and chief transformation officer of Thomson Reuters (TSX/NYSE: TRI), the world's leading source of intelligent information for businesses and professionals, will present at the Goldman Sachs 25th Annual Communacopia Conference on Tuesday, September 20, 2016 at 8:00 a.m. ET. The presentation may include forward looking information.
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CFTC Charges Fan Wang With Making False Reports In Connection With Commodity Futures Transactions
Date 07/09/2016
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of New York against Fan Wang a.k.a. Alex Wang (Wang), a Chinese national who resides in Short Hills, New Jersey. The CFTC’s Complaint charges Wang with willfully making false reports in connection with certain commodity futures contracts he purchased for his employer’s proprietary trading account.
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Capital Market Authority: Announcement Of The Board Of Directors And Senior Executives Trading Restriction Period
Date 07/09/2016
The Capital Market Authority announces the Board of Directors and Senior Executives Trading Restriction Periods according to Article (50) of the Listing Rules as the following:- For companies which its fiscal interim period ends on 30/09/2016, the restriction period starts on 16/09/2016 and ends on the date of the announcement of the reviewed interim financial statements of the company.
- For companies that follow the Hijri Calendar and which its fiscal interim period ends on 30/01/1438 H corresponding 31/10/2016 (according to Umm Al-Qura Calendar), the restriction period starts on 16/01/1438 H corresponding to 17/10/2016 and ends on the date of the announcement of the reviewed interim financial statements of the company.
Announcement of the Board of Directors and Senior Executives Trading Restriction Period
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SEC Names Sarah G. Ten Siethoff Deputy Associate Director In The Division Of Investment Management’s Rulemaking Office
Date 07/09/2016
The Securities and Exchange Commission today announced that Sarah G. ten Siethoff has been named Deputy Associate Director in the Division of Investment Management’s Rulemaking Office. As Deputy Associate Director, Ms. ten Siethoff will develop recommendations for rulemaking and other policy initiatives under the Investment Company and Investment Advisers Acts of 1940. Ms. ten Siethoff also will oversee management of key rulemaking projects related to funds and investment advisers.
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CME Group To Open New Innovation Center At University Of Illinois Research Park
Date 07/09/2016
CME Group, the world's leading and most diverse derivatives marketplace, announced it will open a new facility dedicated to technology research and innovation at the Research Park on the University of Illinois at Urbana-Champaign campus. On Friday, Sept. 9, members of the media are invited to attend a luncheon and ribbon-cutting ceremony at the new facility.
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ESAs Highlight Main Risks For The EU Financial System
Date 07/09/2016
The Joint Committee of the European Supervisory Authorities (ESAs) published today its September 2016 Report on Risks and Vulnerabilities in the EU Financial System.
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CME Group Recognized As Central Counterparty In Mexico
Date 07/09/2016
CME Group, the world's leading and most diverse derivatives marketplace, today announced that Chicago Mercantile Exchange Inc. obtained full recognition as a foreign central counterparty (CCP) in Mexico from the Banco de México, effective September 2, 2016. Since April 2016, the clearing house division of CME Group, CME Clearing, had operated under temporary recognition pending finalization of a memorandum of understanding (MOU) between the Commodity Futures Trading Commission, Banco de México and the Comisión Nacional Bancaria y de Valores (CNBV).
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AFME Calls For Greater Harmonisation Of EU Regulations On Asset Segregation In New Report
Date 07/09/2016
AFME has today published a new report entitled “Principles of Asset Segregation, Due Diligence and Collateral Management” which calls for greater harmonisation of asset segregation across European regulation.
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