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  • ESMA Publishes Responses To The Consultation On MAR Guidelines

    Date 27/04/2016

    The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on draft guidelines on the Market Abuse Regulation (MAR).

  • Statement Of SEC Commissioner Michael S. Piwowar At Open Meeting Regarding The Consolidated Audit Trail NMS Plan

    Date 27/04/2016

    I am happy to support the publication of the NMS Plan filed pursuant to Rule 613 (the “Plan”), which would create, implement, and maintain a consolidated audit trail (“CAT”), as well as the related economic analysis.  I want to commend the Staff for your doggedness in pursuit of the CAT.  You have toiled over the proposal, the final rule, the selection plan, an exemptive request, and now the Plan itself.  At this phase of the process, members of the Division of Economic and Risk Analysis deserve the lion’s share of praise; their task was substantial, since an economic analysis was deferred until now.  But, as with any Commission action, Staff members in various divisions and offices have contributed to a strong recommendation.  Thanks to you all.

  • Broadridge Launches Global Solutions Partner Program

    Date 27/04/2016

    Broadridge Financial Solutions, Inc. (NYSE: BR) today announced that it has launched its new Solutions Partner Program. The Program is a global channel sales initiative that enables leading consulting, technology and servicing firms to offer expanded technology solutions that leverage the company’s suite of products and services as well as resell its solutions into select customer accounts. Broadridge has hired 20-year industry veteran Ira Newman to lead the Program. 

  • Statement Of SEC Chair Mary Jo White At An Open Meeting On A Notice Of The Consolidated Audit Trail National Market System Plan

    Date 27/04/2016

    Good morning.  This is an open meeting of the U.S. Securities and Exchange Commission on April 27, 2016, under the Government in the Sunshine Act.  The Commission today will be considering a major milestone forward in the creation of the consolidated audit trail (CAT), a critical initiative that will greatly advance the ability of regulators to oversee the modern, constantly evolving securities markets.  Specifically, the Commission will consider a staff recommendation to publish for public comment a proposed national market system plan submitted jointly by the self-regulatory organizations (SROs) to create, implement and maintain the consolidated audit trail.

  • SIX Annual Report 2015 - Now Available

    Date 27/04/2016

    SIX had an exceptional financial year. The Annual Report 2015 shows how SIX is driving innovation with ideas, collaborations and technologies for tomorrow – in picture and sound. Find out more: http://www.six-group.com/about/en/site/annual-report.html

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