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FINRA Offers What Investors Should Know About Crowdfunding
Date 13/05/2016
Starting on Monday, May 16, investors will be able to buy securities in early-stage companies through crowdfunding. Investors interested in taking this step should first take time to consider the risks that may be involved in investing in these small businesses, according to a new alert from FINRA, the Financial Industry Regulatory Authority.
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The Netherlands EU Presidency 2016 - Recap: High-Level Meeting On Cybersecurity
Date 13/05/2016
As part of the Netherlands Presidency of the Council of the European Union, a two-day meeting of senior civil servants was held on the subject of cybersecurity. On Thursday, State Secretary for Security and Justice Klaas Dijkhoff opened the conference by talking with a roboton opportunities and risks associated with cybersecurity.
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SEC: Whistleblower Earns $3.5 Million Award For Bolstering Ongoing Investigation
Date 13/05/2016
The Securities and Exchange Commission today announced a whistleblower award of more than $3.5 million to a company employee whose tip bolstered an ongoing investigation with additional evidence of wrongdoing that strengthened the SEC’s case.
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The Netherlands EU Presidency 2016: State Secretary Dijkhoff Opens High-Level Meeting On Cybersecurity
Date 13/05/2016
With a view to enhancing cybersecurity, the Netherlands is using its Presidency of the Council of the European Union to foster dialogue not only between governments, but also with the broader IT community, including businesses and experts. In that spirit, a meeting on this subject for senior civil servants is being held on 12 and 13 May.
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ESMA Closed For Public Holiday On 16 May
Date 13/05/2016
ESMA's office will be closed for public holiday on Monday 16 May.
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Disclosure Of Total London Stock Exchange Group Plc Shares In Issue Pursuant To Rule 2.10
Date 13/05/2016
In accordance with Rule 2.10 of the City Code on Takeovers and Mergers (the "Code"), London Stock Exchange Group plc confirms that it has 348,541,231 ordinary shares of 6 79/86 pence each in issue and admitted to trading on the main market of the London Stock Exchange under the International Securities Identification Number GB00B0SWJX34.
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SEC Charges Two Attorneys With Defrauding Escrow Clients
Date 13/05/2016
The Securities and Exchange Commission today announced fraud charges against two attorneys accused of making undisclosed risky investments and in some instances outright stealing money they obtained in escrow accounts from small business owners seeking commercial loans.
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Dame Helen Alexander To Be Appointed Chairman Of Thomson Reuters Founders Share Company
Date 13/05/2016
The Thomson Reuters Founders Share Company today announced that Dame Helen Alexander will become Chairman of its Board, effective January 1, 2017.
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Nigerian Stock Exchange Weekly Report For Week Ending 13 May 2016
Date 13/05/2016
A turnover of 1.826 billion shares worth N14.468 billion in 20,058 deals were traded this week by investors on the floor of The Exchange in contrast to a total of 910.659 million shares valued at N6.409 billion that exchanged hands last week in 15,023 deals.
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Ashley Alder Appointed Chair Of The New IOSCO Board
Date 13/05/2016
The International Organization of Securities Commissions (IOSCO) is pleased to announce the appointment today of Mr. Ashley Alder as Chair of the new IOSCO Board.
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