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Advisory Committee On Small And Emerging Companies Opening Remarks, SEC Commissioner Kara M. Stein, May 18, 2016
Date 19/05/2016
Good morning and welcome to today’s meeting of the Advisory Committee on Small and Emerging Companies. Today’s discussions will cover the definition of “accredited investor” and observations regarding unregistered offerings conducted pursuant to Regulation D. Both topics are part of the ongoing dialogue about small businesses’ access to capital. And, both topics also provide us with an opportunity to consider how to strike the right balance between supporting small businesses’ capital access AND protecting investors.
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Thomson Reuters Eikon Messenger Recognized As “Best Mobile Initiative” By Inside Market Data/Inside Reference Data
Date 19/05/2016
Thomson Reuters Eikon Messenger has been awarded “Best Mobile Initiative” at the Inside Market Data/Inside Reference Data awards, a recognition of the company’s commitment to provide market professionals greater agility over a messaging system offering industry leading chat controls and compliance features.
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NZX Congratulates The INFINZ Industry Awards 2016 Winners
Date 19/05/2016
NZX wishes to congratulate the category winners of the 2016 INFINZ awards, announced last night at an awards dinner in Auckland.
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CalPERS Investment Office Saves Millions In Expenses Over Five-Year Period - More Cost Effective Than Peers - Reduction In External Managers, Consultants, And Advisors Among Primary Contributors
Date 19/05/2016
The California Public Employees' Retirement System (CalPERS) reported that annual ongoing costs for its investment operations have declined by approximately $134 million for the 5-fiscal-year period from 2010-15. The System also reported that it was found to be cost-advantaged in a CEM Benchmarking (CEM) survey, when measured against its peers.
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BM&FBOVESPA Participating In Global Conference About Companies’ Sustainability Practices - Press And Sustainability Managing Director To Present The Case Study “Report Or Explain For Sustainability Or Integrated Reporting” At A Panel Dedicated To Brazilian Initiatives
Date 19/05/2016
The Exchange is taking part in the 5th Global GRI Conference, an event that brings together sustainability leaders and experts from across the world, at Amsterdam, Holland. Participants will exchange experiences and debate corporate best practice regarding the matter, at several panels to be held from today up until Friday.
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Bats Welcomes iShares International Dividend Growth ETF - 90 ETFs Now Listed On Bats’ U.S. Market
Date 19/05/2016
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for the trading of exchange-traded funds (ETFs), today welcomed the iShares International Dividend Growth ETF (Bats: IGRO), which began trading today on The Bats ETF Marketplace.
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SEC: Mayor In Illinois Settles Muni Bond Fraud Charges
Date 19/05/2016
The Securities and Exchange Commission today announced that the mayor of Harvey, Ill., has agreed to pay $10,000 and never participate in a municipal bond offering again in order to settle fraud charges.
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CBOE Holdings Announces 2016 Annual Meeting Results
Date 19/05/2016
CBOE Holdings, Inc. (NASDAQ: CBOE) announced the shareholder voting results from its 2016 Annual Meeting held today.
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Statement At News Conference Announcing Insider Trading Case Involving Sports Gambler And Board Member By Andrew Ceresney, SEC Director, Division Of Enforcement
Date 19/05/2016
Let me start by saying that as you undoubtedly know, insider trading is a high priority for the SEC. Over the last six years, we have charged more than 650 defendants in civil insider trading cases.
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Numericable Lists Record High Yield Bond On Luxembourg Stock Exchange
Date 19/05/2016
The Luxembourg Stock Exchange (LuxSE) listed and admitted to trading a USD 5.2 billion bond from Numericable-SFR S.A. on 18 May 2016. The issue amount makes this the largest single high yield bond ever issued.
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