News Centre

Nasdaq Chair & CEO Adena Friedman To Present At The Piper Sandler Global Exchange & Trading Conference

Date 03/06/2024

Nasdaq (Nasdaq: NDAQ) will be presenting at the following conference with a webcast available at Nasdaq’s Investor Relations website: ir.nasdaq.com/events.cfm.

CFTC Announces Whistleblower Award Over $4.5 Million

Date 03/06/2024

The Commodity Futures Trading Commission today announced it awarded over $4.5 million to a whistleblower who provided detailed information in support of an enforcement action. The whistleblower provided assistance to the Division of Enforcement (DOE) that was significant in both amount and quality. DOE staff greatly relied on the whistleblower’s industry expertise. 

CME Group Appoints John Ricci As Managing Director And Global Head Of Agricultural Products

Date 03/06/2024

CME Group, the world's leading derivatives marketplace, today announced the appointment of   John Ricci as Managing Director and Global Head of Agricultural Products.

CFTC Commissioner Pham To Speak At Commodity Trading Week Americas

Date 03/06/2024

EACH Publishes Its Updated EACH CSDR Settlement Discipline Framework

Date 03/06/2024

On Monday 3rd June, EACH published its updated EACH CSDR Settlement Discipline Framework, to help ensure that market participants and infrastructure are aware of the updated CCP practices in the field of the Settlement Discipline Regime. This revised framework reflects the amendments to the Central Securities Depository Regulation via CSDR Review, and those stemming from the amendment of penalties mechanism under Article 19 of the CSDR Settlement Discipline Regime.

NYSE Technical Glitch Sparks Volatility In Dozens Of Stocks

Date 03/06/2024

At least 60 stocks listed on the NYSE were halted due to volatility and some stocks showed unusual outsized movements.

Statistics From Nasdaq Nordic Exchange May 2024

Date 03/06/2024

Monthly statistics including stock and derivative statistics;

• Volumes and Market cap
• Most traded companies
• Most active members
• Listings and member

US Office Of The Comptroller Of The Currency Releases CRA Evaluations For 19 National Banks And Federal Savings Associations

Date 03/06/2024

The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of May 1, 2024, through May 31, 2024. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.

ISDA - The Swap, Episode 41: Exploring GenAI

Date 03/06/2024

A new paper from ISDA Future Leaders in Derivatives explores the potential for generative artificial intelligence in the derivatives market. Scott O’Malia talks to IFLD participants Tom Reynolds and Katherine Arden about the paper’s findings and recommendations.

The EBA And ESMA Invite Comments On The Review Of The Investment Firms Prudential Framework

Date 03/06/2024

The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) published today a discussion paper on the potential review of the investment firms’ prudential framework. The discussion paper aims at gathering early stakeholder feedback to inform the response to the European Commission’s call for advice (CfA). The consultation runs until 30 August 2024. To assess the impact of the possible changes discussed in the paper, the EBA also launched a data collection exercise on a voluntary basis.