FTSE Mondo Visione Exchanges Index: 99,528.30 -126.12
News Centre
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SEI Chooses Milestone Group’s pControl Multi-Asset Solution For OCIOs
Date 15/02/2017
Milestone Group, the global provider of investment technology and processing solutions for institutional investors, today announced that SEI (NASDAQ:SEIC) has selected its pControl multi-asset software platform to support the growth of its Outsourced Chief Investment Officer (OCIO) business.
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Nasdaq Dubai Welcomes Listing Of USD 1 Billion Sukuk By Dubai Islamic Bank
Date 15/02/2017
Nasdaq Dubai welcomed today’s listing of a 1 billion US dollar Sukuk by Dubai Islamic Bank (DIB), the UAE’s largest Islamic bank, on the region’s international exchange.
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NEX Group Plc – Trading Statement
Date 15/02/2017
- Q3 Group revenue up 11% (YTD up 4%)
- NEX Markets Q3 revenue up 15% (YTD up 4%)
- NEX Optimisation Q3 revenue up 6% (YTD up 4%)
- Completion of transaction with Tullett Prebon
- Abide Financial joins NEX Optimisation
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Monetary Authority Of Singapore: Faster Approvals And Lower Requirements For Venture Capital Managers
Date 15/02/2017
The Monetary Authority of Singapore (MAS) today published a consultation paper proposing a simplified authorisation process and regulatory framework for managers of venture capital funds (VC managers). The move is part of MAS’ broader efforts to promote financing for enterprise development.
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New Zealand's Financial Markets Authority Updates Strategic Risk Outlook And Sets Course For New Era In Conduct Regulation
Date 15/02/2017
Today the Financial Markets Authority published its updated Strategic Risk Outlook (SRO). This is a foundation FMA document and sets out how the regulator identifies and prioritises the key risks to its overall objective of fair, efficient and transparent markets.
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Readout From A Treasury Spokesperson Of US Teasury Secretary Mnuchin’s Call With UK Chancellor Of The Exchequer Philip Hammond
Date 15/02/2017
U.S. Treasury Secretary Steven Mnuchin spoke by phone today with UK Chancellor of the Exchequer Philip Hammond.
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Bats One Premium Market Data Now Available Through FactSet - Providing Five Levels Of Quoted Depth, Trade Information
Date 15/02/2017
Bats Global Markets (Bats: BATS), a leading global operator of exchanges and services for financial markets, announced that its Bats One Premium market data product is now available for distribution across numerous FactSet products and platforms. FactSet, a global provider of integrated financial information, analytical applications and industry- leading service, this month became the first distribution partner to offer this new product.
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FINRA Hearing Panel Expels Red River Securities, LLC And Bars CEO Brian Keith Hardwick For Fraud - Ordered To Pay $24.6 Million In Restitution To Investors
Date 15/02/2017
The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA hearing panel has expelled Plano, TX-based broker-dealer Red River Securities, LLC, barred its CEO Brian Keith Hardwick, and ordered the firm and Hardwick to jointly and severally pay $24.6 million in restitution to customers for fraudulent sales in five oil and gas joint ventures. The hearing panel found that the respondents engaged in a pattern of misrepresentations and omissions that spanned nearly four years and involved sales in the risky joint ventures. The hearing panel dismissed FINRA Department of Enforcement’s allegations that the firm sold interests in two of the joint venture offerings in violation of the general solicitation prohibition for the private placement of securities under Regulation D, one alleged misrepresentation charge, several alleged suitability violations by the firm, and additional suitability allegations against Hardwick. The decision resolves charges brought by FINRA's Department of Enforcement in July 2015.
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CFTC Charges Carlos Javier Ramirez And His Companies, Gold Chasers, Inc. And Royal Leisure International, Inc., With Misappropriation, Fraudulent Sales Solicitation, And Issuing False Statements In Fraud Schemes Involving Gold - Defendants Allegedly Fraudulently Solicited And Received More Than $4 Million From Customers In Connection With Purported Gold Sales
Date 14/02/2017
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal civil enforcement action in Florida charging Defendants Carlos Javier Ramirez, Gold Chasers, Inc., and Royal Leisure International, Inc., all with last known addresses in Orlando, Florida, with misappropriating customer funds and engaging in fraudulent sales solicitations in connection with the purported purchase of physical gold.
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SEC Announces Cases Related To Disclosures During Battles For Corporate Control
Date 14/02/2017
The Securities and Exchange Commission today announced two enforcement actions involving disclosure violations that deprived investors of material information during battles for corporate control of publicly traded companies.
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