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Wenchi Hu, Associate Director In The Division Of Trading And Markets, To Leave SEC

Date 30/01/2017

The Securities and Exchange Commission today announced that Wenchi Hu, an Associate Director in the Division of Trading and Markets, will leave the agency in early February.
NZX Annual 2016 Operational & Regulation Metrics

Date 30/01/2017

Please find attached NZX annual operational and regulation metrics for 2016.
MIAX PEARL Business Continuity And Disaster Recovery Plans Testing - Member Designation Standards

Date 30/01/2017

As required by Regulation Systems Compliance and Integrity and MIAX PEARL Rule 321, certain Members of MIAX PEARL will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test. MIAX PEARL will be leveraging the annual industry-wide BC/DR test to fulfill this requirement.
OCIE Director Marc Wyatt To Leave SEC

Date 30/01/2017

The Securities and Exchange Commission today announced that Marc Wyatt, Director of the Office of Compliance Inspections and Examinations, will leave the agency next month to return to the private sector.
MIAX Options Exchange: MIAX Options - February 1, 2017 Fee Changes

Date 30/01/2017

Effective February 1, 2017, pending SEC approval, the MIAX Options Fee Schedule will be amended.

EEX New Participant: Lausitz Energie Kraftwerke AG

Date 30/01/2017

Lausitz Energie Kraftwerke AG has additionally been admitted to exchange trading in EUA Primary Auctions.
EBA Reminds Competent Authorities Of Key Deadlines And The Implementing Technical Standard To Be Used For Running The 2017 Supervisory Benchmarking Exercise Of Internal Approaches

Date 30/01/2017

The European Banking Authority (EBA) recalled today the key deadlines Competent Authorities should comply with for the submission of data needed to perform the 2017 supervisory benchmarking exercise. Despite the pending approval by the European Commission of the amended Implementing Technical Standard (ITS) on benchmarking, compliance with the proposed deadlines will ensure a smooth and timely start of the 2017 exercise.
TMX Group Names Alison Simpson Senior Vice President, Marketing And Branding

Date 30/01/2017

TMX Group Limited today announced that Alison Simpson has been named Senior Vice President, Marketing and Branding, effective February 13, 2017.
Josh Drobnyk Joins FINRA As Senior Vice President, Corporate Communications

Date 30/01/2017

The Financial Industry Regulatory Authority (FINRA) announced today that it has named Josh Drobnyk as its Senior Vice President for Corporate Communications. Mr. Drobnyk will start at FINRA on February 6.
Nasdaq And WFFConnect Join Forces To Connect Women Entrepreneurs And The Investment Community

Date 30/01/2017

Nasdaq (Nasdaq:NDAQ) announced today their support for WFFConnect as a global gold sponsor and education partner. WFFConnect has launched a new community connecting women founders with the global investment community. In addition to the introduction of their proprietary CONNECTIONS tool, WFFConnect provides education and resources women founders need to grow successful companies.