Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • Canadian Securities Administrators Propose Changes To The Syndicated Mortgage Regime

    Date 08/03/2018

    The Canadian Securities Administrators (CSA) today published for comment proposed changes to substantially harmonize the regulatory framework for syndicated mortgages in Canada. The changes are reflected in proposed amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, as well as changes to Companion Policy 45-106CP Prospectus Exemptions.

  • ESMA Publishes The Responses To Its Consultation On Draft Guidelines On APC Margin Measures For CCPs

    Date 08/03/2018

    The European Securities and Markets Authority (ESMA) has published the responses received to its Consultation on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs.

  • FESE Position On The Review Of The Prudential Framework For Investment Firms

    Date 08/03/2018

    We welcome the underlying objective followed in the Commission’s legislative proposals on designing a new prudential regime for investment firms, i.e. to categorise investment firms into three classes based on the risks they pose and to attach different capital and prudential requirements to the respective classes. However, we have strong concerns regarding the potential impact of the proposals on market makers and liquidity providers,

  • EEX New Participant: Marex Spectron International Limited

    Date 08/03/2018

    Marex Spectron International Limited has been additionally admitted to exchange trading for Spot Contracts on Emission Rights (Secondary Market).

  • SEC Charges Company And Executives In Oil-And-Gas Offering Fraud

    Date 08/03/2018

    The Securities and Exchange Commission has charged a Dallas-based oil-and-gas company and two of its executives with defrauding investors out of at least $950,000 through a string of fraudulent oil-and-gas securities offerings.