News Centre

CFTC Swaps Report Update

Date 09/05/2018

CFTC's Weekly Swaps Report has been updated, and is now available.

Keynote Address At The New York City Bar Association’s 7th Annual White Collar Crime Institute, Steven Peikin, Co-Director, SEC Division Of Enforcement, New York, New York, May 9, 2018

Date 09/05/2018

Good afternoon and thank you for that overly-generous introduction. Before I begin, let me give the required disclaimer that the views I express today are my own and do not necessarily represent the views of the Commission or its staff.

Introduction

I’m delighted to be here today among so many friends and colleagues, and I extend my thanks to the New York City Bar for hosting this important event. Because New York plays such a pivotal role in our financial system, members of the New York City Bar have long taken a leading role in many of the most significant securities and white collar matters. And the City Bar has been a key forum for education and dialogue about these important issues. I am honored to join today’s distinguished group of speakers, panelists, and attendees.

Declaration By The High Representative On Behalf Of The EU Following US President Trump's Announcement On The Iran Nuclear Deal (JCPOA)

Date 09/05/2018

The European Union (EU) deeply regrets the announcement by US President Trump to withdraw from the Joint Comprehensive Plan of Action (JCPOA).

CME Group Inc. Announces Preliminary Results From Its 2018 Annual Meeting Of Shareholders

Date 09/05/2018

CME Group Inc. (NASDAQ: CME) today announced the preliminary shareholder voting results from its 2018 annual meeting. 

SEC Charges Hedge Fund Adviser With Deceiving Investors By Inflating Fund Performance

Date 09/05/2018

The Securities and Exchange Commission today announced that it has charged New York-based investment adviser Premium Point Investments LP with inflating the value of private funds it advised by hundreds of millions of dollars.  The SEC also charged Premium Point’s CEO and chief investment officer Anilesh Ahuja as well as Amin Majidi, a former partner and portfolio manager at the firm, and former trader Jeremy Shor. 

CFTC Commissioner Quintenz To Give An Introductory Keynote Address At Consensus 2018

Date 09/05/2018

West African Stock Exchange Roadshow London Presentations

Date 09/05/2018

The West African Regional Stock Exchange (BRVM Bourse Régionale des Valeurs Mobilières) held an investor forum on Wednesday 2 May 2018 from 10:00 to 14:00 at the Thomson Reuters Auditorium, London.  

SEC Levies Fraud Charges Against Texas-Based Municipal Advisor, Owner For Lying To School District

Date 09/05/2018

The Securities and Exchange Commission today announced it charged a registered municipal advisor and its owner with defrauding a south Texas school district in connection with multiple municipal bond offerings. 

Dubai Gold & Commodities Exchange Set For Further Growth With New Technology From Cinnober - Speeds Up Business Development And Improves Client Accessibility

Date 09/05/2018

The Dubai Gold & Commodities Exchange (DGCX), and its 100% fully owned subsidiary the Dubai Commodities Clearing Corporation (DCCC), the leading derivatives exchange and clearing house in the Middle East, has upgraded its integrated trading and clearing solution from Cinnober to the latest version of the TRADExpress platform. The purpose was to enhance and speed up business development capabilities even further, and to benefit from a more refined trade and market data protocol, leading to improved bandwidth usage. As the new version went live, DGCX launched the region’s first, and world’s only exchange-traded Shari’ah Compliant Spot Gold contract (DGSG).

FIA To Host Retail Conference In Chicago

Date 09/05/2018

FIA will hold a half-day conference focusing on listed derivatives for the retail market. The event is specially designed to provide an overview of the opportunities and challenges for the use of futures and options by retail market participants. This half-day event provides a forum for FCMs and trading firms, and their customers,  to look at market structure, access and technology issues, as well as, products and opportunities of interest for this growing community.