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  • Ontario Securities Commission Announces Activities For World Investor Week And Investor Education Month

    Date 04/10/2017

    The Ontario Securities Commission (OSC) yesterday announced that it will be hosting events and activities throughout October to recognize World Investor Week and Investor Education Month.

  • Keynote Remarks Of CFTC Commissioner Brian Quintenz Before The Symphony Innovate 2017 Conference

    Date 04/10/2017

    Thank you Gary for that very kind introduction and thank you for your generous welcome. A big thank you to Symphony for hosting such an amazing conference. This is only your second conference, yet, in terms of your experience hosting conferences versus mine of giving speeches, you have me beat, so hopefully this isn’t the point where everything goes off the rails. But I appreciate the opportunity to speak with you today about the ways in which the government can advance and promote innovation in financial marketplaces. Before I begin, let me quickly say that the views contained in this speech are my own and do not represent the views of the Commission. Somewhere an ethics attorney is smiling.

  • FCA Chief Executive Andrew Bailey - City Banquet Speech At Mansion House

    Date 04/10/2017

    Lord Mayor, it is a great pleasure to be at Mansion House once more. You are generous to say that you look forward to an evening of regulators speaking. And who doesnt?

    I want to start by thanking you for all that you have done to support the City in your term of office. Amongst your hectic schedule, you fitted in a visit to the FCA in Tower Hamlets, for which we are very grateful. This is the last year in which I can say that, because next year we will be moving to Newham, to the Olympic Park to be precise. We will be next door to the Olympic Pool, so miscreants should be aware that enforcement will take on a new meaning with the penalty of walking the plank, also known as the high diving board.

  • Geofinance - Speech By Sam Woods, Bank Of England, Deputy Governor, Prudential Regulation And Chief Executive Officer, Prudential Regulation Authority, Mansion House City Banquet, London, 4 October 2017

    Date 04/10/2017

    Press release

    At the Mansion House City Banquet this evening, Deputy Governor for Prudential Regulation Sam Woods will explore the impact of geography on the shape of banks, insurers and financial regulation – “a dynamic we might call geofinance”. With the revolution in regulation following the financial crisis coming to its end, and with changes to the geopolitical landscape looming large, Sam predicts that geofinance will be “the defining challenge of the next few years”. Alongside the speech, the PRA have announced a new approach to ensure that UK banking groups are “at least as strong as their parts”. 

  • TMX Group Consolidated Trading Statistics – September 2017

    Date 04/10/2017

    TMX Group Limited today announced September 2017 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.

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