News Centre

Optional Internet Availability Of Investment Company Shareholder Reports - SEC Commissioner Hester M. Peirce June 5, 2018

Date 05/06/2018

I am pleased to see that we are moving forward with Rule 30e-3 to permit funds and shareholders to transition from a paper-based delivery default. Thank you to Dalia and her staff for working so hard to get this recommendation before us today.

United Kingdom Parliament: Future Of Financial Regulation And Supervision Post-Brexit Report Debated

Date 05/06/2018

On Wednesday 6 June, the House of Lords debates the EU Committee's report on the future of financial regulation and supervision following Brexit. The report examined how financial regulation and supervision could evolve post-Brexit to ensure financial stability and the options for market access for financial services.

UBS MTF Market Notice: Stock Universe File Update

Date 05/06/2018

UBS MTF would like to announce an update to the UBS MTF Stock Universe published on our server and on our website under https://www.ubs.com/global/en/investment-bank/multilateral-trading-facility/reference-data.html.

B3 And Redpoint eVentures Enter Into Strategic Partnership In 2018 - Through The Partnership, B3 Will Invest In Venture Capital

Date 05/06/2018

B3 has taken yet another step to advance its innovation program, Foresee, and has partnered with the venture capital firm Redpoint eVentures. The goal is to bring B3 even closer to the entrepreneurial ecosystem by fostering the development of the market and boosting new business opportunities.

Euronext Announces Volumes For May 2018

Date 05/06/2018

Euronext, the leading pan-European exchange in the Eurozone, today announced its trading volumes for May 2018.

Borsa Italiana Monthly Update May 2018

Date 05/06/2018

Click here to download Borsa Italiana's monthly update for May 2018. 

New Exchange Council Of EEX Elected

Date 05/06/2018

Following the end of the Exchange Council’s term of office of three years, the trading participants of the European Energy Exchange (EEX) elected a new Exchange Council in accordance with the applicable schedule on 30 May 2018. The Exchange Council represents the interests of the trading participants. It also supervises the Exchange Management Board and is involved in all essential decisions concerning the further development of the exchange.

Statement On Final Rule On The Optional Internet Availability Of Investment Company Shareholder Reports, Request For Comment On The Investor Experience, And Request For Comment On Intermediary Fees - SEC Commissioner Kara M. Stein, June 5, 2018

Date 05/06/2018

Yesterday, the Commission adopted a new rule and issued two requests for comment designed to address different aspects of how mutual fund investors receive information. This includes the method of delivery, the information that is delivered, what the information looks like, and the costs associated with the delivery.

Toronto Stock Exchange And TSX Venture Exchange Head To California

Date 05/06/2018

TMX Group today announced the arrival of the 2018 U.S. Public Venture Capital (VC) Roadshow in California. These events, showcasing Canada's premier equity exchanges Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV), explore the unique value proposition TMX Group's ecosystem represents for early-stage U.S. based companies and how public VC has evolved into a viable means of raising capital. The California leg of the tour opens today in San Francisco, moves to Irvine on June 6 and wraps up in Santa Monica on June 7.

Statement On Investment Company Design, Delivery And Disclosures Rulemaking Package, SEC Chairman Jay Clayton, June 5, 2018

Date 05/06/2018

Yesterday, the Commission approved three items from the Division of Investment Management that collectively are a step toward modernizing both the design, delivery and content of disclosures from mutual funds and other investment companies to investors. Specifically, the Commission approved:

• First, the adoption of new rule 30e‑3 under the Investment Company Act of 1940, which will provide funds with an optional “notice and access” delivery method for making their shareholder reports accessible to investors on a publicly available website;

• Second, the issuance of a release that requests public comment from fund investors on how to enhance the design, delivery and content of fund disclosure, including shareholder reports and prospectuses; and

• Third, the issuance of a release that requests public comment about the current framework for processing fees charged by intermediaries for delivering fund shareholder reports and other materials to investors.