FTSE Mondo Visione Exchanges Index:
News Centre
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New Zealand's Financial Markets Authority And The Australian Securities And Investments Commission Confirm Trans-Tasman Collaborative Approach To FinTech
Date 19/10/2017
The Financial Markets Authority (FMA) and the Australian Securities and Investments Commission (ASIC) have re-affirmed their commitment to collaboration and cooperation on the expanding opportunities in fintech and innovation.
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Dalian Commodity Exchange Deals With 116 Cases Of Unusual Transaction In Q3
Date 19/10/2017
In order to deepen the implementation of the general requirements of the China Securities Regulatory Commission (CSRC) for “law-based, comprehensive and strict regulation” in market regulation, maintain the “open, fair and equitable” order of the market and effectively fulfill DCE’s responsibility for front-line regulation, Dalian Commodity Exchange (DCE) continued to strictly crack down on all kinds of violations in the third quarter of this year. The violations that were investigated and dealt with included 17 cases of violating position limits for hedging during trading, and 116 cases of unusual transaction, including 61 cases of self-trade, 52 cases of frequently placing and cancelling orders and 3 cases of the related accounts under common control violating position limits, with 22 clients banned temporarily from opening positions. A total of 34 violation clues were handled. In addition, DCE stepped up the inspection of the related accounts under common control.
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Financial Innovation: A World In Transition - Federal Reserve Governor Jerome H. Powell At The 41st Annual Central Banking Seminar, Sponsored By The Federal Reserve Bank Of New York, New York, New York
Date 18/10/2017
We live in a world defined by the rapid pace of technological change. Four of the five largest U.S. companies by market capitalization are classified as "technology companies," where the term describes the products that these companies sell and how they operate. Thanks to decades of investment in information technology, especially in electronic communication networks, consumers now expect services to be available instantly at their fingertips. This statement is true for almost every industry and every aspect of daily life, including financial transactions.
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Cboe Welcomes New Global X Fund To ETF Marketplace
Date 18/10/2017
Cboe Global Markets, Inc. (BZX: CBOE | NASDAQ: CBOE), a leader in exchange-traded product (ETP) trading globally, today welcomed a new Global X fund to the Cboe ETF Marketplace.
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Cboe Welcomes New Issuer Bernstein To ETF Marketplace
Date 18/10/2017
Cboe Global Markets, Inc. (BZX: CBOE | NASDAQ: CBOE), a leader in exchange-traded product (ETP) trading globally, yesterday welcomed new issuer Bernstein to the Cboe ETF Marketplace with the launch of two funds.
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Bernstein Announces Launch Of Two Exchange Traded Funds (ETFs) Based On Its Award-Winning Research - Bernstein U.S. Research ETF And Bernstein Global Research ETF Will Seek To Track Bernstein's Proprietary Indices Which Include Its "Outperform" Rated Stocks
Date 18/10/2017
Bernstein, Wall Street's highly regarded sell-side research and brokerage firm, today announced the launch of a new pair of exchange traded funds (ETFs) – the Bernstein U.S. Research Fund (BERN) and Bernstein Global Research Fund (BRGL) by Exchange Traded Concepts, LLC. The ETFs will seek to track the Bernstein U.S. Research Index (BERNUSQT) and the Bernstein Global Research Index (BERNGLQT), respectively, which include stocks that are rated "outperform" by Bernstein's highly regarded research analysts, and are highly rated in the firm's pioneering quantitative alpha model.
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SEC Names Brett Redfearn As Director Of The Division Of Trading And Markets
Date 18/10/2017
The Securities and Exchange Commission today announced that Brett Redfearn has been named Director of the agency's Division of Trading and Markets.
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Ontario Securities Commission Requests Applications For The Securities Proceedings Advisory Committee
Date 18/10/2017
The Ontario Securities Commission (OSC) is seeking applications for membership on its Securities Proceedings Advisory Committee (SPAC).
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FINRA Requests Comment On Arbitration Proposals
Date 18/10/2017
The Financial Industry Regulatory Authority (FINRA) today issued two Regulatory Notices requesting comment on two proposals related to its arbitration program: a proposal to expand the options available to investors when filing a claim in arbitration against an inactive firm or associated person, and a second proposal related to compensated non-attorney representatives that provide public investors an alternative to representation by attorneys in disputes between investors and broker-dealers.
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CFTC Swaps Report Update
Date 18/10/2017
CFTC's Weekly Swaps Report has been updated, and is now available.
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