News Centre

Nasdaq Stockholm Issues Warning To Morgan Stanley

Date 05/12/2017

The Disciplinary Committee of Nasdaq Stockholm has found that Morgan Stanley & Co. International Plc (“Morgan Stanley” or the “Member”) has breached the Nasdaq Nordic Member Rules ver. 3.1, December 1, 2016 (“NMR”) and has therefore issued a warning to the Member.

FIA Japan Newsletter November 2017 Edition Released

Date 05/12/2017

Futures Industry Association of Japan has released newsletter December 2017 edition. 

Nasdaq Copenhagen Introduces C25 As New Leading Index For Danish Equity Market

Date 05/12/2017

Nasdaq (Nasdaq:NDAQ) announced today that OMX Copenhagen 25 (OMXC25) is the new leading index for the Nasdaq Copenhagen exchange beginning Monday December 18. The C25 is a capped index of the 25 most traded shares in the Danish market with the largest free float adjusted market capitalization. The C25 will replace the C20CAP (OMXC20CAP) as Nasdaq’s leading index for the Danish market when the new portfolio selection becomes active on Monday December 18.

ASX Group Monthly Activity Report – November 2017

Date 05/12/2017

Listings and Capital Raisings

• In November 2017, total capital raised was $7.4 billion, up 33% on the previous corresponding period (pcp)

Semi-Annual Review Of The OMX Copenhagen 25 Index - -The New Portfolio Of The OMX Copenhagen 25 Index Will Become Effective On December 18, 2017

Date 05/12/2017

Nasdaq (NASDAQ:NDAQ) announces today the results of the semi-annual review of the OMX Copenhagen 25 index, (Nasdaq Copenhagen: OMXC25), which will become effective with the market open on Monday, December 18, 2017.

SEC: Digital Display Advertising Firm, Executives Charged With Bilking Investors

Date 05/12/2017

The Securities and Exchange Commission today charged a Seattle-area outdoor digital signage advertising company and two of its senior executives with stealing more than $2 million from retail investors. 

Canadian Securities Administrators 2017 Investor Index: Canadian Investors Show Increasing Optimism About Their Economic Future, But Significant Investor Education Needs Remain

Date 04/12/2017

According to a new survey conducted for the Canadian Securities Administrators (CSA), 53 per cent of Canadian investors are optimistic about achieving their investment targets over the next year, compared with 39 per cent of investors in 2012.

SEC: Audit Firm Charged With Fraud Relating To Auditing Of Penny Stock Companies

Date 04/12/2017

A California-based audit firm is being charged with conducting flawed audits and reviews of financial statements, which are critical sources of information for investors. 

Wylie Tollette, Chief Operating Investment Officer, Leaving CalPERS Investment Office - Investment Director Matt Flynn Named Interim Replacement

Date 04/12/2017

The California Public Employees' Retirement System today announced that Wylie Tollette, CalPERS chief operating investment officer (COIO), is leaving the pension fund to return to mutual fund giant Franklin Templeton Investments.

SEC Emergency Action Halts ICO Scam

Date 04/12/2017

The Securities and Exchange Commission today announced it obtained an emergency asset freeze to halt a fast-moving Initial Coin Offering (ICO) fraud that raised up to $15 million from thousands of investors since August by falsely promising a 13-fold profit in less than a month.