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News Centre
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Islamic Property Fintech Offa Appoints Three Senior Staff
Date 31/07/2024
Offa, the UK’s first Shari’ah-compliant bridge finance fintech, has announced the appointment of three new senior staff members – as the company continues to expand after the recent launch of its buy-to-let product.
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Sterling Trading Tech Extends Business Development Resources - Vedant Gaur Joins To Secure Global Brokerages And Banks
Date 31/07/2024
Sterling Trading Tech (Sterling), a leading global provider of technology in order management, risk & margin, and trading, today announced that industry veteran Vedant Gaur will bring his expertise to further build the global bank and brokerage segments. As Sales Director at Sterling Vedant will focus on the proprietary OMS and Risk & Margin product offerings.
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Monetary Authority Of Singapore Takes Enforcement Actions Against China Capital Impetus Asset Management, Its Executive Director And Former CEO For Breaches Of The Securities And Futures (Licensing And Conduct Of Business) Regulations
Date 31/07/2024
The Monetary Authority of Singapore (MAS) has reprimanded China Capital Impetus Asset Management Pte. Ltd. (CCIAM), a registered fund management company (RFMC), for breaches of the Securities and Futures (Licensing and Conduct of Business) Regulations (SFR). MAS has also issued a Prohibition Order (PO) against CCIAM’s Executive Director and former Chief Executive Officer (CEO), Mr Sun Quan, for failing to take reasonable steps to secure compliance by CCIAM with the SFR. In addition, MAS has declined CCIAM’s application to upgrade to a licensed fund management company (LFMC).
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ASIC Further Extends Transitional Relief For Foreign Financial Services Providers
Date 31/07/2024
ASIC is extending for a further 12 months the transitional relief for foreign financial services providers (FFSPs) from the requirement to hold an Australian financial services (AFS) licence when providing financial services to Australian wholesale clients.
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SIFMA AMG Statement On FDIC Consideration Of Changes To Bank “Control” Rules
Date 30/07/2024
SIFMA’s Asset Management Group (SIFMA AMG) today issued the following statement from Lindsey Keljo, managing director and head of the AMG, related to the consideration of changes from the FDIC on asset managers regarding “control”:
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CFTC Warns Customers To Watch For Follow-On Frauds
Date 30/07/2024
The Commodity Futures Trading Commission’s Office of Customer Education and Outreach (OCEO) today issued a customer advisory reminding the public that frauds may extend beyond one-time acts and that victims may be targeted multiple times—sometimes by the same criminal gangs.
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US Acting Comptroller Of The Currency Issues Statements On Bank Liquidity And Bank Resolvability
Date 30/07/2024
Acting Comptroller of the Currency Michael J. Hsu issued statements at today’s Federal Deposit Insurance Corporation (FDIC) board meeting regarding proposed rulemakings on bank liquidity and bank ownership, and final guidance on bank resolvability.
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Remarks To The Small Business Capital Formation Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., July 30, 2024
Date 30/07/2024
Good morning, it is a pleasure to be with you at today’s meeting. At the last meeting, the committee discussed how Regulation Crowdfunding (“Reg. CF”) could be improved to expand its use for early-stage capital raising. Thank you for your thoughtful recommendation that Reg. CF’s threshold, for which reviewed financial statements are required, be raised from $124,000 to $350,000. This increase would mean that companies offering less than $350,000 within a 12-month period would be able to use certified financial statements and tax return information in lieu of financial statements reviewed by an accountant.
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SEC Charges Nader Al-Naji With Fraud And Unregistered Offering Of Crypto Asset Securities - Founder Of The BitClout Blockchain Protocol Now Known As Decentralized Social, Or Deso, Adopted The Pseudonymous Moniker Diamondhands To Evade Regulatory Scrutiny
Date 30/07/2024
The Securities and Exchange Commission today charged Nader Al-Naji with perpetrating a multi-million-dollar fraudulent crypto asset scheme involving a social media platform called BitClout and its native token of the same name (herein, “BTCLT”).
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Prepared Remarks Before The Small Business Capital Formation Advisory Committee, SEC Chair Gary Gensler, Washington D.C., July 30, 2024
Date 30/07/2024
Good morning. I’m pleased to speak with the Small Business Capital Formation Advisory Committee. As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.
