News Centre

Hong Kong Securities And Futures Commission Obtains Court Order To Freeze Up To $85.2 Million Of Assets Belonging To Suspect Traders Of Wan Cheng Shares

Date 09/01/2026

The Court of First Instance has granted an interim injunction order in proceedings brought by the Securities and Futures Commission (SFC) under section 213 of the Securities and Futures Ordinance (SFO) against seven defendants who manipulated the shares of Wan Cheng Metal Packaging Company Limited (Wan Cheng) 

Bursa Malaysia Securities Sector And Sub-Sector Update: Central Global Berhad

Date 09/01/2026

Bursa Malaysia Securities Berhad (“Bursa Securities”) has updated the sector and sub-sector classification for CENTRAL GLOBAL BERHAD (“CGB”), which will come into effect at 9.00 a.m. on Monday, 12 January 2026.

Japan Financial Services Agency: "Cold Calling" - Investors Alert

Date 09/01/2026

"Cold-calling"

"Cold-calling" is a fraudulent practice where by an entity disguises itself as a brokerage firm or an asset management firm and approaches potential investors via non face-to-face channels, such as by phone, fax, and emails, in order to solicit investment in securities or financial products. 

(Re)Empowering Fiduciaries In Proxy Voting, Brian Daly, Director, SEC Division Of Investment Management, New York City Bar Association, New York, N.Y., Jan. 8, 2026

Date 08/01/2026

Good afternoon.

Thank you, Vadim [Avdeychik] for that kind introduction.

Before I begin, I must – as always - inform you that my remarks today are provided in my official capacity as the Securities and Exchange Commission’s Director of the Division of Investment Management, but do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff.

SEC Publishes Staff Report On Capital-Raising Dynamics

Date 08/01/2026

The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation today published and delivered to Congress its 2025 staff report that serves as a comprehensive and data-rich resource on capital-raising dynamics nationwide.

Nasdaq Reports December 2025 Volumes And 4Q25 Statistics

Date 08/01/2026

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for December 2025, as well as quarterly volumes, estimated revenue capture, number of listings, and index statistics for the quarter ended December 31, 2025, on its Investor Relations website.

CFTC Staff Issues No-Action Letter Regarding Event Contracts

Date 08/01/2026

The Commodity Futures Trading Commission’s Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a no-action position regarding swap data reporting and recordkeeping regulations for certain binary and bounded swap contracts in response to a request from Bitnomial Exchange, LLC, a designated contract market, and Bitnomial Clearinghouse, LLC, a registered derivatives clearing organization. 

Nodal Exchange Achieves Year-End Records In Power And Environmental Markets In 2025

Date 08/01/2026

Nodal Exchange announced today that it achieved record trading volumes in 2025 in its power and environmental markets.

Nigeria's President Tinubu Applauds NGX ₦100 Trillion Milestone, Urges Nigerians To Invest More Locally

Date 08/01/2026

President Bola Ahmed Tinubu has commended Nigerian Exchange Group (NGX Group), corporate Nigeria, market operators, and investors for propelling NGX past the historic ₦100 trillion market capitalisation mark, describing the achievement as a powerful signal of renewed investor confidence and economic rejuvenation.

Nadex Self-Certifies Amendments To Rules 3.12 (Dues, Fees, And Expenses Payable By Members) And Rule 5.5 (Order Entry)

Date 08/01/2026

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (the “Act” or “CEA”), and §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act, the North American Derivatives Exchange, Inc. d/b/a Crypto.com | Derivatives North America (the “Exchange” or “CDNA”), in its capacity as a registered designated contract market (“DCM”), self-certified to the Commission amendments to CDNA Rules 3.12 and 5.5, which are related to Dues, Fees, and Expenses Payable by Members and Order Entry respectively (collectively, the “Rule Amendments”). Specifically, CDNA is amending Rule 5.5, as shown on Appendix A. In addition, CDNA is implementing an amendment to Rule 3.12(h) related to fees for fully collateralized Contracts.