News Centre

SEC Charges Ameriprise Financial Services For Failing To Safeguard Client Assets

Date 15/08/2018

The Securities and Exchange Commission today announced that Ameriprise Financial Services Inc. will pay $4.5 million to settle charges that it failed to safeguard retail investor assets from theft by its representatives. 

Thomson Reuters Eikon Brings Leading Minds To Investment Managers’ Desktops With Content From Financial Streaming Platform Real Vision - Strategic Agreement Designed To Help Enable Smarter Investment Decisions Through Insight From Kyle Bass, Jim Rogers, Mark Cuban, Jim Chanos, Mike Steinhardt, Kiril Sokoloff, Rick Rule, Mike Novogratz And Others

Date 15/08/2018

Thomson Reuters has taken another step to inform investment managers, announcing that it will now offer clients access to in-depth content from Real Vision, the premiere video-on-demand service for financial and business media. The agreement will enable banks, brokerage houses, asset managers, hedge funds and other Thomson Reuters clients to purchase Real Vision subscriptions for employees, and for retail investment customers to gain insight and make more informed investment decisions. Real Vision video content will be available on the Reuters Insider online platform, which delivers interviews, financial data and other information to subscribers. Reuters Insider is available through both Thomson Reuters flagship desktop product Eikon and its T1 terminal.  

Tehran Stock Exchange Weekly Market Review From 11 August 2018 To 15 August 2018

Date 15/08/2018

Click here to download Tehran Stock Exchange's weekly market review.

Moscow Exchange: Risk Parameters Change On Securities market

Date 15/08/2018

CCP NCC is changing risk parameters on Securities market for the following bonds starting from August 20, 2018:

OpenFin Appoints Stephen Wood As Global Head Of Enterprise Deployment

Date 15/08/2018

OpenFin, the operating system powering digital transformation across financial desktops globally, today announced that Stephen Wood has joined the firm as Global Head of Enterprise Deployment.

ADX Achieves 100% In Disclosure Compliance Of 2nd Quarter 2018 Financial Statements

Date 15/08/2018

Abu Dhabi Securities Exchange (ADX) announced that it has succeeded in achieving a compliance rate of 100% regarding the disclosure of the 2nd quarter financial statements of its listed public and private joint stock companies within the deadline of 45 days from the end of the financial period.

Al Mawared's Flash Note - Royal Jordanian Airlines

Date 15/08/2018

Click here to download Al Mawared's Flash Note on Royal Jordanian Airlines.

R.J. O’Brien Names Stephen Brodsky To New Role Of Chief Strategy Officer

Date 15/08/2018

Chicago-based R.J. O’Brien & Associates (RJO), the oldest and largest independent futures brokerage and clearing firm in the United States, today announced that Stephen A. Brodsky – long-time exchange, trading and capital markets executive – has just joined the firm as Chief Strategy Officer. Brodsky, also Senior Managing Director, reports to Chairman and CEO Gerald Corcoran in the newly created role.

China Exchanges Services Company Monthly Index Report (July)

Date 15/08/2018

Highlights

• CES China A80 Index (CES A80) up 0.9 per cent, as market expects leverage levels of Mainland economy to stabilise
• Pharmaceutical stocks slumped due to Mainland vaccine scandal, with CES Innovative Biotech Index (CES IBT) down 9.1 per cent 
• European stocks generally rallied, outperforming shares in the emerging markets 
• Ascletis debuted in August as first HK-listed pre-revenue biotech company 
• CESC launched Pan-Entertainment and Leisure Index 
• MOF sovereign bonds in RMB5 billion offer were oversubscribed

Dubai Financial Market Achieves 100% Compliance In Local Public Listed Companies’ Disclosure Of Q2-2018 Results

Date 15/08/2018

Dubai Financial Market (DFM) today announced that its local public listed companies have recorded a 100% compliance regarding the disclosure of Q2-2018 results within the deadline of 45 days from the end of the period.