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OneChicago Labor Day Holiday Trading Hours
Date 27/08/2018
OneChicago, LLC (“OneChicago”) will be closed on Monday, September 3, 2018 in observance of the upcoming Labor Day Holiday, which is consistent with U.S. equity markets. OneChicago will be open on Tuesday, September 4, 2018.
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Statement On Status Of The Consolidated Audit Trail, Brett Redfearn, Director, SEC Division Of Trading And Markets
Date 27/08/2018
In 2012, the SEC adopted Rule 613 of Regulation NMS requiring FINRA and the national securities exchanges (collectively, the “SROs”) to work together to develop and submit to the SEC a plan to create, implement, and maintain a consolidated audit trail (the “CAT”). Put simply, the CAT is intended to enable regulators to oversee the securities markets on a consolidated basis—and in so doing, better protect these markets and investors.
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NYSE Group Consolidated Short Interest Report
Date 27/08/2018
NYSE today reported short interest as of the close of business on the settlement date of August 15, 2018.
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Announcement From The Saudi Stock Exchange (Tadawul) On A Technical issue
Date 27/08/2018
The Saudi Stock Exchange (Tadawul) would like to report that a technical communication issue has took place on Sunday, 26 August 2018 with the Exchange Members and Data Providers that prevented receiving orders from 14:58:03 to 15:00:00. Tadawul has took all necessary steps to resolve the issue.
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Announcement About Preparations For SWAP Market Establishment In Borsa Istanbul
Date 27/08/2018
In line with the vision of Istanbul International Financial Center, Borsa Istanbul and its subsidiaries Clearing House of Turkey (Istanbul Takas ve Saklama Bankası A.S., Takasbank) and the Central Securities Depository of Turkey as Borsa Istanbul Group continues to work under the leadership of Republic of Turkey Ministry of Treasury and Finance. New products and new markets are processing in Borsa Istanbul Group, in coordination with regulatory authorities especially with Central Bank of the Republic of Turkey and Capital Markets Board of Turkey.
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EEX To Launch Additional Short-Term Power Futures In Various Market Areas
Date 27/08/2018
On 12th November 2018, the European Energy Exchange (EEX) will expand its power derivatives product portfolio by launching financially settled short-term Power Futures for the market areas of the Czech Republic, Hungary, Romania and The Netherlands.
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SEC: Legg Mason Charged With Violating The FCPA
Date 27/08/2018
The Securities and Exchange Commission today announced that Legg Mason Inc. will pay over $34 million to resolve an SEC charge that the company violated the Foreign Corrupt Practices Act (FCPA) in a scheme to bribe Libyan government officials.
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Applications For ESMA’S Stakeholder Group Close 6 September
Date 27/08/2018
The European Securities and Markets Authority (ESMA) is seeking candidates to represent the interests of all types of financial markets stakeholders as members of its Securities Markets Stakeholders Group (SMSG) as first announced on 4 July. The call for expression of interest for membership in the SMSG will close on 6 September 2018.
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SEC: Transamerica Entities To Pay $97 Million To Investors Relating To Errors In Quantitative Investment Models
Date 27/08/2018
The Securities and Exchange Commission today announced charges against four Transamerica entities for misconduct involving faulty investment models and ordered the entities to refund $97 million to misled retail investors.
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MIAX Holiday Schedule - Labor Day 2018
Date 27/08/2018
Please be advised the MIAX Exchanges will be closed on Monday, September 3, 2018 in observance of Labor Day.
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