Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • HKEX Temporary Holiday Risk Management Arrangements

    Date 19/12/2018

    Reference is made to the circular dated 11 December 2018 (Ref No.: CD/CDCRM/234/2018) regarding the risk management arrangements in respect of the forth-coming Christmas Holidays. Participants are kindly reminded to take note of the following:

  • SEC Adopts Final Rules For Disclosure Of Hedging Policies

    Date 18/12/2018

    The Securities and Exchange Commission today approved final rules to require companies to disclose in proxy or information statements for the election of directors any practices or policies regarding the ability of employees or directors to engage in certain hedging transactions with respect to company equity securities.

  • Office Of The Comptroller Of The Currency Issues Notice Of Proposed Rulemaking Amending Stress Testing Rules For National Banks And Federal Savings Associations

    Date 18/12/2018

    The Office of the Comptroller of the Currency (OCC) today issued a notice of proposed rulemaking to amend the OCC’s stress testing rule at 12 CFR 46 (which implements the stress testing requirements of section 165(i)(2) of the Dodd–Frank Wall Street Reform and Consumer Protection Act), consistent with requirements imposed by section 401 of the Economic Growth, Regulatory Relief, and Consumer Protection Act.

  • SEC Charges Former Panasonic Executives

    Date 18/12/2018

    The Securities and Exchange Commission today charged two former senior executives of the U.S. subsidiary of Panasonic Corp. with knowingly violating the books and records and internal accounting controls provisions of the federal securities laws and causing similar violations by the parent company.   

  • Canadian Securities Regulators Publish Trading Fee Rebate Pilot Study For Comment

    Date 18/12/2018

    The Canadian Securities Administrators (CSA) today published for comment a noticeoutlining a proposed Trading Fee Rebate Pilot Study to examine the effects of a prohibition of rebate payments by Canadian marketplaces (Proposed Pilot). The predominant trading fee models that have emerged in the Canadian equities market are the “maker-taker” trading fee model and the “inverted maker-taker” fee model. Under both of these models, a marketplace charges a fee to one party of the trade and pays a rebate to the other party.