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  • ESAs Highlight Money Laundering And Terrorist Financing Risks In The EU Financial Sector

    Date 04/10/2019

    The three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) published today their second joint Opinion on the risks of money laundering (ML) and terrorist financing (TF) affecting the European Union's (EU) financial sector. Drawing on data and information provided by national anti-money laundering (AML) and countering the financing of terrorism (CFT) competent authorities (CAs), the ESAs found that the monitoring of transactions and suspicious transactions reporting still raise concerns, particularly in sectors where a financial institution's business model is based on frequent transactions. This Opinion contributes to strengthening the EU's AML and CFT efforts.

  • LuxSE, CSSF And Minister For Finance Ring The Bell For Financial Literacy

    Date 04/10/2019

    The Luxembourg Stock Exchange (LuxSE), together with the Commission de Surveillance du Secteur Financier (CSSF), celebrated a special Ring the Bell ceremony as part of the 3rd edition of World Investor Week on Friday 4 October. The official ceremony took place at the Luxembourg Stock Exchange, in the presence of H.E. Pierre Gramegna, Luxembourg Minister of Finance, and other key members of the Luxembourg financial community, wishing to show that they support the improvement of financial literacy in Luxembourg and beyond.

  • ESMA Opinion Clarifies Application Of Pre-Trade Transparency And Price Determination In Frequent Batch Auctions

    Date 04/10/2019

    The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, as today published an opinion on frequent batch auctions (FBAs) and the double volume cap mechanism. ESMA’s Opinion reflects the conclusions of its Final Report on Periodic Auctions (June 2019) which identified several shortcomings of FBA systems in the area of pre-trade transparency and the price determination. 

  • TMX Group Consolidated Trading Statistics – September 2019

    Date 04/10/2019

    TMX Group Limited today announced September 2019 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha) and Montréal Exchange (MX).

  • CFTC To Host Second Fintech Conference On October 24

    Date 04/10/2019

    WHAT:

    CFTC will host Fintech Forward 2019: Exploring the Unwritten Future, its second annual fintech conference convening innovators, regulators, market participants, and the general public to discuss the latest in fintech developments and the impact of these emerging technologies on markets and customers. This year’s conference also coincides with DC Fintech Week.

    Fintech Forward is spearheaded by LabCFTC in collaboration with CFTC’s Office of Customer Education and Outreach.

    WHEN:

    Thursday, October 24
    8:00 a.m. – 6: 00 p.m.

    Registration

    This event is free and open to the public, however registration is required. Register at Fintech Forward 2019

    Additionally, the conference will be available online via Livestream.  A livestream link will be available on CFTC.gov prior to the event.

    For press registration and inquiries, please contact the Office of Public Affairs at press@cftc.gov.

    For general inquiries, please email FintechForward@cftc.gov.

    WHERE:

    Commodity Futures Trading Commission
    Conference Center
    1155 21st Street NW
    Washington, D.C. 20036