News Centre

Shanghai Stock Exchange And Shenzhen Stock Exchange: 2024 Stock Exchange International Workshop (2024 SEIW) Successfully Held

Date 11/10/2024

From October 9 to 11, the “2024 Stock Exchange International Workshop (2024 SEIW)” was successfully held online. The 3-day event was hosted by Shanghai International Centre for Communication and Cooperation between Exchanges (SICCCE) with the support from Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange (SZSE).

Montréal Exchange Interest Rate Derivative Trading Ceases At 13:30 Today, October 11, 2024 - Exchange's Markets Closed On October 14, 2024

Date 11/10/2024

Interest rate derivative trading will cease at 1:30 p.m. today, October 11, 2024. Furthermore, the Exchange's markets will be closed on October 14, 2024.

Ontario Securities Commission Consults On Improving Retail Investor Access To Long-Term Asset Investments

Date 10/10/2024

The Ontario Securities Commission (OSC) today published a consultation paper aimed at improving retail investor access to illiquid investments through a framework proposal for a long-term asset investment fund product structure.

MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options And MIAX Sapphire Options For Newly Listed Symbols Effective Friday, October 11, 2024

Date 10/10/2024

Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Friday, October 11, 2024.

Office Hours With SEC Chair Gary Gensler: Fraud And Deception In Artificial Intelligence

Date 10/10/2024

In 1950, the famous mathematician Alan Turing asked, “Can machines think?” What does that mean for securities law, particularly the laws related to fraud and manipulation?

CFTC Commissioner Pham To Keynote At FIX Americas Trading Conference 2024

Date 10/10/2024

Ontario Securities Commission Seeks Applications For The Registrant Advisory Committee

Date 10/10/2024

The Ontario Securities Commission (OSC) is inviting applications for membership on its Registrant Advisory Committee (RAC or the Committee).

FinCEN Assesses Record $1.3 Billion Penalty Against TD Bank

Date 10/10/2024

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed a record $1.3 billion penalty against TD Bank, N.A. and TD Bank USA, N.A. (collectively, TD Bank, or the Bank) for violations of the Bank Secrecy Act (BSA), the primary U.S. anti-money laundering (AML) law that safeguards the financial system from illicit use. TD Bank is among the largest banks in the United States.

Remarks By Deputy Secretary Of The US Treasury Wally Adeyemo At Press Conference At The Department Of Justice

Date 10/10/2024

Thank you. I am glad to join Attorney General Garland, Deputy Attorney General Monaco, and the rest of you here today. I applaud DOJ’s efforts. I won’t speak to its case, but to the separate investigation that Treasury’s Financial Crimes Enforcement Network undertook and the action we’ve taken.

U.S. Department Of Justice: TD Bank Pleads Guilty To Bank Secrecy Act And Money Laundering Conspiracy Violations In $1.8B Resolution

Date 10/10/2024

TD Bank N.A. (TDBNA), the 10th largest bank in the United States, and its parent company TD Bank US Holding Company (TDBUSH) (together with TDBNA, TD Bank) pleaded guilty today and agreed to pay over $1.8 billion in penalties to resolve the Justice Department’s investigation into violations of the Bank Secrecy Act (BSA) and money laundering.