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  • ASIC Consults On Proposals About Advice Fee Consents And Independence Disclosure

    Date 10/03/2020

    ASIC has today issued Consultation Paper 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure (CP 329). CP 329 seeks feedback on:

    • draft legislative instruments that deal with advice fee consents and independence disclosure; and
    • a proposal to issue more guidance in Regulatory Guide 245 Fee Disclosure Statements (RG 245) to help industry meet obligations around ongoing fee arrangements, including renewal notices and fee disclosure statements.

  • Tokyo Commodity Exchange: Changes To Static Circuit Breaker Ranges(SCB_Range) For Crude Oil, Gasoline And Kerosene

    Date 10/03/2020

    This is to inform you that Static Circuit Breaker Ranges (SCB Range) for Platts Dubai Crude Oil, Gasoline and Kerosene will be changed as below. 

  • Nadex Temporarily Widens Spread And Halts Contracts

    Date 09/03/2020

    On trade date March 9, 2020, North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) temporarily refrained from listing its GBP/JPY Intraday 5-Minute Currency Binary contracts which would have expired at 6:10pm- 6:20pm ET, and its GBP/USD Intraday 5-Minute Currency Binary contracts which would have expired at 6:10pm and 6:15pm ET.  The GBP/JPY Intraday 5-Minute Currency Binary contract was listed at 6:20pm ET for a 6:25pm ET expiration, and the GBP/USD Intraday 5-Minute Currency Binary contract was listed at 6:15pm for a 6:20pm ET expiration.  This action was taken pursuant to Nadex Rules 12.31(f)(iv)(5) and 12.41(f)(iv)(5).


  • B3: Trading Interrupted Due To Circuit Breaker

    Date 09/03/2020

    B3 hereby inform you that, due to the triggering of Circuit Breaker (oscillation of -10% from Ibovespa’s closing level on the previous day), all trading in equities segment is interrupted for 30 minutes. During this period, the orders that are not participating in auction can be cancelled.

  • IIROC Statement: COVID-19 Preparedness

    Date 09/03/2020

    The health and safety of our employees and all Canadian market participants is of paramount importance to IIROC.