Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • New York Attorney General Letitia James Obtains Injunction Against “Self-Dealing” Private Equity Fund Manager Who Committed “Outright Fraud,” According To Court - Court Agrees With AG James And Says ACP Was “Utilized As Piggy Bank To Fund A Failing Broker-Dealer, Its Failing Parent, And [Managing Partner] Mr. Allen”

    Date 07/02/2020

    New York Attorney General Letitia James today announced her office has obtained an injunction protecting investors in private equity fund ACP X, LP (ACP) from further harm at the hands of Laurence G. Allen and the various corporate entities he controls. After a multi-day evidentiary hearing in January, Justice Barry R. Ostrager of the New York State Supreme Court found that the evidence produced by the Office of the Attorney General “revealed a shocking level of self-dealing, breaches of fiduciary duty, misappropriation of enormous sums of ACP capital, and outright fraud.”

  • SIFMA Statement On Data Connectivity

    Date 07/02/2020

    SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, regarding the U.S. Treasury Under Secretary for International Affairs Brent McIntosh’s speech on data connectivity Wednesday in Singapore.

    “SIFMA congratulates Under Secretary McIntosh on an excellent speech. Cross-border data flows are crucial to the financial services industry and the capital formation and job creation they underpin. As such, building on the important milestones USMCA laid, we strongly endorse the Under Secretary’s prioritization of data connectivity. We warmly welcome both the establishment of the technical experts group on cross-border data issues in financial services, as part of the 2020 U.S. Presidency of the G7, and the U.S.-Singapore Joint Statement on Financial Services Data Connectivity. We look forward to continuing our work with Treasury on this issue, one of crucial importance.”

  • CFTC Commitments Of Traders Update

    Date 07/02/2020

    The current reports for the week of February 4, 2020 are now available.

  • MIAX PEARL Equities - Publication Of Proposed Equities Rules By SEC

    Date 07/02/2020

    On February 6, 2020, the Securities and Exchange Commission (SEC) published MIAX PEARL’s proposal to adopt rules governing the trading of equity securities under its exchange license.  MIAX PEARL is expected to begin trading equity securities in September 2020, subject to SEC approval. 

  • SEC Investor Advisory Committee To Meet On Feb. 27

    Date 07/02/2020

    The Securities and Exchange Commission's Investor Advisory Committee will hold a public meeting on Feb. 27.  The meeting will begin at 9:30 a.m. ET in the Multipurpose Room at SEC headquarters at 100 F Street, N.E., Washington, D.C., and is open to the public. The meeting will be webcast live and archived on the committee's website for later viewing.