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US Federal Reserve: The October 2020 Senior Loan Officer Opinion Survey On Bank Lending Practices
Date 09/11/2020
The October 2020 Senior Loan Officer Opinion Survey on Bank Lending Practices addressed changes in the standards and terms on, and demand for, bank loans to businesses and households over the past three months, which generally correspond to the third quarter of 2020.
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Remarks: Small Business Capital Formation Advisory Committee Meeting, SEC Chairman Jay Clayton, Nov. 9, 2020
Date 09/11/2020
Thank you, Carla (Garrett), and thank you to the Committee members for joining us today.
I also want to thank this Committee for your engagement and productivity over the past several years. Your efforts have informed and driven policy action.
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Statement From Bank Of England Governor Andrew Bailey In Response To The Chancellor’s Statement On The Future Of UK Financial Services
Date 09/11/2020
“A strong and secure future for the financial services industry in the UK is a vital interest for all who rely upon those services, both in this country and across the world. The Chancellor’s statement today demonstrates the Government’s commitment to ensuring our financial centre remains open to the world, at the forefront in developing the ideas that will serve the UK and global economy long into the future."
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ESMA Consults On Guidance For Funds’ Marketing Communications
Date 09/11/2020
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today launches a consultation on guidelines on marketing communications under the Regulation on facilitating cross-border distribution of collective investment undertakings.
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London Stock Exchange Group Response To Today’s Statement From The Chancellor Of The Exchequer
Date 09/11/2020
David Schwimmer, CEO, London Stock Exchange Group, in response to today’s statement from the Chancellor of the Exchequer said:
“We welcome the broad set of measures announced by the Chancellor today. This year has clearly demonstrated that public markets have an important role to play in enabling companies to grow and flourish. We look forward to working closely with the taskforce on reforming the UK listings regime, to help identify areas where swift action can be taken, alongside longer term changes, to further enhance London’s reputation as a competitive and innovative place to list and raise capital. We also welcome the package on sustainable finance, in particular the commitment to a sovereign green bond, alongside levelling the playing field on mandatory TCFD-aligned disclosure and a UK green taxonomy. Comparable and relevant climate related data is key to encouraging investment in the transition to a sustainable economy.”
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ESMA Issues Latest Double Volume Cap Data
Date 09/11/2020
The European Securities and Markets Authority (ESMA), the EU’s securities and markets regulator, has today updated its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II).
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Remarks At Meeting Of The SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption For Finders - Covid-19 Updates And Discussion, SEC Commissioner Hester M. Peirce, Nov. 9, 2020
Date 09/11/2020
Thank you, Carla [Garrett] and my continuing gratitude to all of the members of the Committee for your work. Today’s agenda promises to further the dialogue on two important issues that are front of mind for me: developing a sensible framework for finders and identifying concrete actions the Commission can take to help small businesses address their ongoing capital needs in the face of economic stress resulting from COVID-19. I am eager to hear your thoughts on these subjects, so I will keep my remarks brief.
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NSE Indices Fixed Income Index Dashboard For The Month Ended October 2020
Date 09/11/2020
Click here to download the ' Fixed Income Index Dashboard' for the month ended October 2020.
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Philippine Securities & Exchange Commission Recognises CISI Contribution To Anti Money Laundering Learning And Assessment During Investor Protection Week Awards Ceremony
Date 09/11/2020
The Chartered Institute for Securities & Investment (CISI) receives an award this week from the Philippine Securities & Exchange Commission (SEC) in recognition of its work in the area of ant-money laundering learning for the Philippine financial services profession.
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ESMA Updates Q&AS For Prospectus And Transparency Rules Linked To Brexit
Date 09/11/2020
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today issued Questions and Answers (Q&As) concerning the Prospectus Regulation (PR) and the Transparency Directive (TD) in the context of the Brexit transition period. ESMA has also updated prospectus Q&As as part of an ongoing Q&A revision exercise.
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