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  • SIFMA Statement On Bill Prohibiting The SEC From Requiring Collection Of PII Under The CAT

    Date 20/04/2021

    SIFMA today released the following statement from president and CEO Kenneth E. Bentsen, Jr. on the introduction of the “Protecting Investors’ Personally Identifiable Information Act” in the Senate:

    “SIFMA commends Senator John Kennedy (R-LA) for his leadership in introducing, along with Senators Cynthia Lummis (R-WY), Mike Rounds (R-SD), Jerry Moran (R-KS), Steve Daines (R-MT), Kevin Cramer (R-ND) and John Boozman (R-AR) for their support of, the ‘Protecting Investors’ Personally Identifiable Information Act.’ The legislation would prohibit the Securities and Exchange Commission (SEC) from requiring brokers to submit investors’ personally identifiable information (PII) to its Consolidated Audit Trail (CAT)."

  • Readout: US Deputy Secretary Of The Treasury Wally Adeyemo’s Roundtable Discussion With Bank Policy Institute Members

    Date 20/04/2021

    Today, Deputy Secretary of the Treasury Wally Adeyemo met virtually with 20 CEOs who are members of the Bank Policy Institute (BPI) for a roundtable discussion focused on the importance of forging strong partnerships between the public and private sectors to tackle challenges facing Americans. BPI is a nonpartisan public policy, research, and advocacy group that represents the nation’s leading banks which collectively employ nearly two million Americans.

  • CFTC Orders Florida Man And His Company To Pay Over $397,000 In Connection With A Digital Assets Solicitation Scheme

    Date 20/04/2021

    The Commodity Futures Trading Commission announced today that it has issued an order filing and settling charges against Jozef Gherman of Florida and J Squared LLC, a Florida limited liability company, for making misleading statements or omitting material facts in connection with soliciting more than $300,000 from over 40 individuals to invest in digital assets. Gherman was an employee and one of the founders of J Squared and was its principal owner and CEO.

  • Moscow Exchange: Risk Parameters On Securities market

    Date 20/04/2021

    CCP NCC sets the following risk parameters on Securities market starting from April 21, 2021:

    TickerMarket risk ratesConcentration limits, unitsBan on short sellingEligible as collateral
    S_1_minS_2_minS_3_minLK_1LK_2
    1 RU000A1030Y7 14% 17% 20% 160 000 800 000 No No

  • US Department Of Justice: Two Senior Managers In Italy Charged With Conspiracy To Cheat U.S. Emissions Tests And Defraud U.S. Consumers

    Date 20/04/2021

    An indictment was unsealed today in the Eastern District of Michigan charging two Italian nationals, along with a previously charged co-conspirator, for their alleged role in a conspiracy to defraud U.S. regulators and customers by making false and misleading statements about the emissions controls and fuel efficiency of more than 100,000 diesel vehicles sold in the United States by FCA US LLC.