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News Centre
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CFTC Financial Data For Futures Commission Merchants Update
Date 04/03/2022
The latest reports for January 2022 are now available.
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TMX Group Equity Financing Statistics – February 2022
Date 04/03/2022
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for February, 2022.
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CFTC Commitments Of Traders Reports Update
Date 04/03/2022
The latest reports for January 2022 are now available.
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MIAX Options Exchange - Introducing New Protections for Complex Orders and Simple Orders on March 9, 2022
Date 04/03/2022
As previously announced in the November 2, 2021 Alert, the MIAX Options Exchange will introduce new protections for Complex Orders and Simple Orders, beginning March 9, 2022.
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Federal Reserve Board Announces Six New Members Of Its Community Advisory Council (CAC)
Date 04/03/2022
The Federal Reserve Board on Friday announced six new members of its Community Advisory Council (CAC).
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Bank Of Russia: Trading On Moscow Exchange On 5 – 8 March 2022
Date 04/03/2022
By the decision of the Bank of Russia, there will be neither trading sessions nor settlements in all Moscow Exchange markets from 5 to 8 March 2022. The trading schedule of the Moscow Exchange on 9 March will be published on the Bank of Russia website on 9 March 2022 before 9:00 Moscow time.
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Nigerian Exchange Weekly Market Report For March 4th, 2022
Date 04/03/2022
A total turnover of 1.374 billion shares worth N23.786 billion in 28,809 deals was traded this week by investors on the floor of the Exchange, in contrast to a total of 1.668 billion shares valued at N19.481 billion that exchanged hands last week in 25,979 deals.
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SEC Charges Venture Capital Fund Adviser With Misleading Investors - Alumni Ventures Group, LLC Repays $4.7 Million
Date 04/03/2022
The Securities and Exchange Commission today charged venture capital fund adviser Alumni Ventures Group, LLC (AVG) with making misleading statements about its management fees and engaging in inter-fund transactions in breach of fund operating agreements. The SEC also charged AVG’s CEO, Michael Collins, with causing AVG’s violations. To settle the charges, AVG repaid $4.7 million to affected funds and agreed to pay a $700,000 penalty, whereas Collins agreed to pay a $100,000 penalty.
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BME Growth Welcomes Enerside Energy
Date 04/03/2022
BME Growth today welcomed ENERSIDE ENERGY, during an event held in the Madrid stock exchange. The traditional bell ringing ceremony was led by Joatham-John Grange i Sabaté and Antoni Gasch Domenjó, respectively, CEO and VP Engineering & Operations of the company, who were accompanied by Jesús González Nieto-Márquez, General Manager of BME Growth.
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Send Lawyers, Guns And Money:[1] (Over-) Zealous Representation By Corporate Lawyers - Remarks At PLI’s Corporate Governance – A Master Class 2022, SEC Commissioner Allison Herren Lee, March 4, 2022
Date 04/03/2022
Thank you Brian [Breheny] for the introduction and to the Practicing Law Institute for having me today. Before I begin, I want to take a moment to acknowledge the on-going humanitarian disaster in Ukraine. My thoughts are with the people of Ukraine, who have demonstrated impossible bravery, and with those of you who may have friends or relatives affected by this crisis.
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