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  • Shenzhen Stock Exchange Holds The Investor Education Campaign Themed With “Making Vigorous Endeavors To Promote Investor Education In The New Era"

    Date 27/07/2022

    SZSE, together with local CSRC offices and member units, launched the investor education campaign themed with “Making Vigorous Endeavors to Promote Investor Education in the New Era”. The event was aimed to implement relevant plans and requirements of CSRC, actively publicize the achievements in the reform and development of the capital market, continue to advocate the culture of rational investment, value investment and long-term investment, and strengthen the high-quality development foundation of the capital market. On July 21 and 22, SZSE jointly held the campaign at its first stop in Guizhou with CSRC Guizhou Office and the member units. A combination of onsite visits to listed companies and training on professional knowledge of the capital market, the campaign was well received by investors.

  • Kroll Comments On New UK Financial Conduct Authority Consumer Duty

    Date 27/07/2022

    Nick Bayley, managing director within Kroll's Financial Services Compliance and Regulation practice comments:

    “This is no simple re-badging of the longstanding TCF (Treating Customers Fairly) rules. Firms’ current obligations to their customers are often seen as rather passive “A firm must pay due regard to the interests of its customers…(Principle 6), whereas the new consumer principle to ‘act to deliver good outcomes for retail clients’ (Principle 12) is a much more active responsibility.”

  • TS Imagine Expands Executive Team With Chief Operating Officer Appointment - TS Imagine Chief Transformation And Data Officer, Thomas Bodenski, Appointed As COO

    Date 27/07/2022

    TS Imagine, a global leader in trading, portfolio, and risk management solutions for capital markets, has appointed Thomas Bodenski as COO as the firm expands its executive team to support its rapid growth.

  • JPX Group Announces Initiatives To Work Toward "New Form Of Capitalism"

    Date 27/07/2022

    Japan Exchange Group, Inc. today announces the release of "JPX Group's Initiatives to Work Toward a "New Form of Capitalism"".

  • Shanghai Stock Exchange - "Technology Empowers Development, Digital Leads the Future": The First Lujiazui Financial Transaction Science and Technology Festival Holds Successfully

    Date 27/07/2022

    On July 25, 2022, the first Lujiazui Financial Transaction Science and Technology Festival (hereinafter referred to as the Science and Technology Festival) was held online. Guided by the China Securities Regulatory Commission (CSRC), the Science and Technology Festival was co-sponsored by the Shanghai Stock Exchange (SSE), the Shanghai Futures Exchange (SHFE) and the China Financial Futures Exchange (CFFEX). Entitled "Technology Empowers Development, Digital Leads the Future", the Science and Technology Festival focuses on hot topics such as digital transformation, fintech, autonomous & controllable, and science and technology supervision. It attempts to enhance communication, strengthen the scientific and technological innovation capability and effectiveness of the securities and futures industry, create a favorable ecology of co-building, sharing and win-win, and energize market players. Mr. Yao Qian, Director of Science and Technology Supervision Bureau of the CSRC, Ms. Zhang Ying, Deputy Director of the Shanghai Municipal Commission of Economy and Information Technology, Mr. Cai Jianchun, President of the SSE, Mr. Wang Fenghai, CEO of the SHFE, and Mr. Huo Ruirong, CEO of the CFFEX attended the opening ceremony and delivered speeches.

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