News Centre

ASIC Warns Brokers Considering High-Risk Offers To Retail Investors

Date 31/08/2022

ASIC is warning brokers to be careful about or reconsider offering high-risk products and services to retail investors, such as securities lending, crypto-assets and offers of ‘zero’ or ‘low-cost’ brokerage - where the true cost is masked.

New Zealand Financial Markets Authority: Derek Grantham Speaking At The Mortgage Link & Insurance Link Conference - Making A Difference In The New Era Of Financial Advice  

Date 31/08/2022

Good afternoon and thank you for having me here today.

Over the last couple of years, I’ve toured up and down the country to help advisers understand what’s required of them in the new financial advice regime – giving speeches to large crowds, being on panels, answering questions. And, occasionally, getting a few metaphorical tomatoes thrown at me by advisers who weren’t exactly thrilled about the change in regulation.

CFTC Commissioner Pham To Deliver A Keynote At The Eurofi Financial Forum 2022 - Prague

Date 30/08/2022

SEC Charges Advisory Firm And Executives With Devising An Elaborate Scheme To Defraud Clients Out Of More Than $75 Million

Date 30/08/2022

The Securities and Exchange Commission today charged two North Carolina-based executives, Gregory E. Lindberg and Christopher Herwig, and their Malta-based registered investment adviser, Standard Advisory Services Limited, for defrauding clients out of more than $75 million through undisclosed transactions that benefited themselves and their companies.

BOX Options Market: Chicago (CH1) Data Center Production High Speed Vendor Feed (“HSVF”) - Update

Date 30/08/2022

Effective October 3, 2022, the BOX Options Market LLC (“BOX”) production HSVF will no longer be disseminated from the Chicago (“CH1”) data center. The CH1 data center will now be used strictly for Disaster Recovery (“DR”). The BOX HSVF will only be disseminated from CH1 in the case of a DR scenario or during DR tests.

NSE Indices Index Dashboard For The Month Ended August 2022

Date 30/08/2022

Click here to download the 'Index Dashboard' for the month ended August 2022.  

Lee Hodgkinson Appointed Saudi Stock Exchange Chief Strategy Officer

Date 30/08/2022

Lee Hodgkinson has been appointed Chief Strategy Officer at the Saudi Tadawul Group.

CryptoCompare Digital Asset Management Review - August 2022: Bitcoin Products Struggle In August While Ether Gains Momentum

Date 30/08/2022

Momentum returned to the markets in August, however, interest has been moving away from Bitcoin in the short term as Ethereum-based products continue to capture the attention of market participants with the merge on the horizon. 

ICE Benchmark Administration Consults On Potential Cessation Of ICE Swap Rate® Based On USD LIBOR®

Date 30/08/2022

Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of data, technology, and market infrastructure, today announced that ICE Benchmark Administration Limited (IBA) has published a consultation on its intention to cease the publication of all ICE Swap Rate®settings based on USD LIBOR®.

Federation Of Euro-Asian Stock Exchanges Published Depositories Factsheet H1 2022

Date 30/08/2022

The Federation of Euro-Asian Stock Exchanges has published Depositories Factsheet H1 | 2022.