FTSE Mondo Visione Exchanges Index:

News Centre

Hong Kong Securities And Futures Commission Issues Quarterly Report

Date 16/08/2022

The Securities and Futures Commission (SFC) today published its latest Quarterly Report which summarises key developments from April to June 2022.
Shenzhen Stock Exchange Fully Supports Smooth Optimization And Adjustment Of Trading Calendar Of The Stock Connect Between Mainland And Hong Kong Markets

Date 16/08/2022

On August 12, CSRC and the Securities and Futures Commission of Hong Kong jointly released the Joint Announcement, which, in principle, approves SZSE, Shanghai Stock Exchange, the Stock Exchange of Hong Kong Limited (“HKEX”), China Securities Depository and Clearing Corporation Limited and Hong Kong Securities Clearing Company Limited (“HKSCC”) to optimize and adjust the trading calendar of the Shenzhen-Hong Kong Stock Connect and the Shanghai-Hong Kong Stock Connect (“Stock Connect”). That will increase tradable days for investors, thus better ensuring trading continuity for investors and helping deepen the connectivity between the two capital markets.
New Zealand Financial Markets Authority Makes Interim Stop Order And Warns Public About Wisdom House Investment Partners Limited And Yuen Pok Loo

Date 16/08/2022

The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has made an interim stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo, to prohibit them from:
SEC Charges 18 Defendants In International Scheme To Manipulate Stocks Using Hacked US Brokerage Accounts

Date 15/08/2022

The Securities and Exchange Commission today charged 18 individuals and entities for their roles in a fraudulent scheme in which dozens of online retail brokerage accounts were hacked and improperly used to purchase microcap stocks to manipulate the price and trading volume of those stocks. Those charged include Rahim Mohamed of Alberta, Canada, who is alleged to have coordinated the hacking attacks, and several others in and outside the U.S. who allegedly benefited from or participated in the scheme.
MIAX: Notice Of Filing Of A Proposed Rule Change To Amend The Codes Of Arbitration Procedure To Modify The Current Process Relating To The Expungement Of Customer Dispute Information

Date 15/08/2022

FINRA is proposing to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.

US Treasury International Capital Data For June

Date 15/08/2022

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for June 2022. The next release, which will report on data for July, is scheduled for September 16, 2022.
CFTC Swaps Report Update

Date 15/08/2022

CFTC's Weekly Swaps Report has been updated, and is now available.
Federal Reserve Board Announces Final Guidelines That Establish A Transparent, Risk-Based, And Consistent Set Of Factors For Reserve Banks To Use In Reviewing Requests To Access Federal Reserve Accounts And Payment Services

Date 15/08/2022

The Federal Reserve Board on Monday announced final guidelines that establish a transparent, risk-based, and consistent set of factors for Reserve Banks to use in reviewing requests to access Federal Reserve accounts and payment services. The final guidelines are substantially similar to those proposed by the Board in its May 2021 proposal and March 2022 supplemental proposal.
SEC Names Monique Winkler As Regional Director Of San Francisco Office

Date 15/08/2022

The Securities and Exchange Commission today announced that Monique C. Winkler has been named Regional Director of the San Francisco Regional Office. Ms. Winkler has served as the office’s Acting Regional Director since March 2022 and as the Associate Regional Director for Enforcement in the San Francisco Regional Office since 2019.
Canadian Securities Regulators Expect Commitments From Crypto Trading Platforms Pursuing Registration

Date 15/08/2022

The Canadian Securities Administrators (CSA) is providing an important update to crypto trading platforms that continue to operate in Canada while they take steps to comply with applicable securities legislation.