News Centre

Borsa Istanbul: Uptick Rule Will Be Applied In The Session Dated 27/09/2022 In The Equity Market

Date 27/09/2022

It has been decided that the up-tick rule in short selling transactions to be valid for one day during the session dated 27/09/2022. Please click for the related Announcement.

London Stock Exchange Group Plc Purchase Of Own Shares

Date 27/09/2022

LSEG announces it has purchased the following number of its voting ordinary shares of 6^79/86 pence each from Goldman Sachs International ("GSI") on the London Stock Exchange pursuant to instructions issued by LSEG on 05 August 2022 as part of its share buyback programme, as announced on 05 August 2022.

ASIC Publishes Updated And Expanded Remediation Guidance

Date 27/09/2022

Over the past six years ASIC has overseen at least $5.6 billion in remediation for an estimated seven million Australian consumers for failures identified across the financial system. Around a further $1.6 billion is yet to be paid to an estimated 2.7 million consumers in remediations ASIC is currently monitoring.

NZX Issue Of Ordinary Shares

Date 27/09/2022

The attached capital change notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in NZX Limited (NZX) under the NZX Dividend Reinvestment Plan.

CFTC Orders Wisconsin Resident And Company To Pay Over $190,000 For Failing To Register As An Introducing Broker And Other Violations

Date 26/09/2022

The Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against Jason Gospodarek (Gospodarek) and Quantum Financial Network, LLC (Quantum Financial), both located in Wisconsin, for their failure to register as an introducing broker, and against Gospodarek for his failure to register as an associated person of a commodity trading advisor, as required by the Commodity Exchange Act (CEA). Gospodarek is Quantum Financial’s principal and only employee.

ISDA: Treatment Of Instruments With Embedded Derivatives

Date 26/09/2022

On September 26, 2022, ISDA and the Association for Financial Markets in Europe published a whitepaper on the prudential boundary between the banking and trading books in Europe and how that relates to instruments with embedded derivatives.

CFTC Orders Texas Commodity Trading Advisor To Pay $200,000 For Failing To Register As A Swap Execution Facility

Date 26/09/2022

The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Asset Risk Management, LLC (ARM), a registered Commodity Trading Advisor headquartered in Houston, Texas, for failing to register as a swap execution facility (SEF). The order requires ARM to pay a $200,000 civil monetary penalty and to cease and desist from any further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.

US Financial Stability Oversight Council Meeting

Date 26/09/2022

On Monday, October 3, U.S. Secretary of the Treasury Janet L. Yellen will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department.  The meeting will consist of an executive session and a public session.  The preliminary agenda for the executive session includes an update from staff of the Federal Reserve and the Commodity Futures Trading Commission on financial stability and energy market developments.* The preliminary agenda for the public session includes a vote on the Council’s report in response to the Executive Order on Ensuring Responsible Development of Digital Assets; votes on the establishment and initial membership of the Council’s Climate-related Financial Risk Advisory Committee; and an update on the upcoming Treasury report on cloud services adoption in the financial sector. 

CFTC Commissioner Pham To Deliver A Keynote Address At CordaCon 2022

Date 26/09/2022

New York Attorney General James Sues Cryptocurrency Platform For Operating Illegally And Defrauding Investors - Nexo Failed To Register As Required By New York Law And Lied To Investors About Their Registration

Date 26/09/2022

New York Attorney General Letitia James today joined seven state securities regulators in suing cryptocurrency companies Nexo Inc. and Nexo Capital Inc. (Nexo), for failing to register with the state as securities and commodities brokers or dealers and for lying to investors about their registration status. Despite warnings from the Office of the Attorney General (OAG) to register as a securities and commodities broker or dealer, Nexo failed to register and misrepresented to investors that they are a licensed and registered platform. In New York, entities engaging in the offer, purchase, or sale of securities or commodities, including cryptocurrency platforms, must register with OAG if they are operating within the state or offering their products to New Yorkers. Through her lawsuit, Attorney General James seeks disgorgement of any revenues derived from Nexo’s unlawful conduct and restitution for investors.