News Centre

US Treasury Announces Marketable Borrowing Estimates

Date 31/10/2022

The U.S. Department of the Treasury today announced its current estimates of privately-held net marketable borrowing for the October – December 2022 and January – March 2023 quarters.  

Firms Elect Edward Jones’ Penny Pennington To FINRA Board Of Governors - Pennington Elected To One Of Three Large-Firm Seats On FINRA Board

Date 31/10/2022

FINRA announced today that Penny Pennington, Managing Partner of Edward Jones, was elected as a large-firm governor of the FINRA Board of Governors at a special meeting of large-firm members.

MIAX Exchange Group - Options and Equities Markets - Changing System Time To Eastern Standard Time Effective For Trading November 7, 2022

Date 31/10/2022

Please be advised the MIAX Exchanges are changing the system time from Eastern Daylight Time to Eastern Standard Time (EST) at 2:00 AM on Sunday, November 06, 2022.  EST will be effective for trading beginning Monday, November 07, 2022.

NSE Indices Index Dashboard For The month Ended October 2022

Date 31/10/2022

Click here to download the 'Index Dashboard' for the month ended October 2022. 

BIS: Foreign Exchange Markets In Asia-Pacific - A Report By A Study Group Established By The Asian Consultative Council Of The Bank For International Settlements

Date 31/10/2022

Under the direction of the Asian Consultative Council of the BIS, in April 2021 the BIS Representative Office for Asia and the Pacific established a Study Group on "Foreign exchange (FX) markets in Asia-Pacific". The Study Group comprises members from the central banks and monetary authorities of Australia, China, Hong Kong SAR, India, Indonesia, Korea, Malaysia, New Zealand, the Philippines, Singapore and Thailand, as well as observers from the Bank of Japan. The Study Group's report examines how central banks can strengthen FX market monitoring, help develop deep and efficient FX markets, encourage the widespread use of FX hedging, and dampen the impact of FX volatility on domestic financial markets.

SEC Charges Incarcerated Felon And Five Friends In $2 Million Fraud Scheme

Date 31/10/2022

The Securities and Exchange Commission today charged six individuals, including a federal inmate, for conducting a freeriding scheme that defrauded multiple broker-dealers.

Moving Forward In Our Lane: Remarks At The Inaugural ECGI Responsible Capitalism Summit, SEC Commissioner Caroline A. Crenshaw, Brussels, Belgium, Oct. 21, 2022

Date 31/10/2022

Introduction

It is a pleasure to be here today at the Inaugural ECGI Responsible Capitalism Summit. Coincidentally, this is my inaugural trip overseas as a Commissioner. I came into office in the midst of the global pandemic, so I have not had the opportunity to meet with groups of academics, policy-makers, members of industry, and the general public in-person. I am glad to be able to do so now and I hope to benefit from the ideas and discussions produced at this forum. Thank you to Professor [Marco] Becht for organizing today’s discussions, and to Professor [Eilis] Ferran for that kind introduction.

SEC Awards More Than $10 Million To Whistleblower

Date 31/10/2022

The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower who provided information and assistance that significantly contributed to a successful SEC enforcement action. 

MNI Indicators: Chicago Business Barometer™- Weakens To 45.2 In October - October Chicago Report™ Remains In Contraction At June 2020 Low

Date 31/10/2022

The Chicago Business BarometerTM, produced with MNI, dipped a further half-point to 45.2 in October, contracting for a second consecutive month.

Flat Returns For Canadian DB Pension Plans In Q3 Amidst Equity Market Losses - Aggressive Central Bank Interventions And Uncertain Economic Outlook Cited As Headwinds

Date 31/10/2022

Canadian DB pensions in the RBC Investor & Treasury Services All Plan Universe gained 0.5% in Q3, bringing the year-to-date return to -13.7% for the period ending September 30, 2022.