News Centre

Japan Financial Services Agency: Administrative Actions Against FTX Japan, Inc.

Date 11/11/2022

The Kanto Local Finance Bureau today issued an Order to Suspend Business and a Business Improvement Order to FTX Japan, Inc.（Chiyoda City, Tokyo; corporate number: 7010401115356; Crypto-asset Exchange Service Provider; Type I Financial Instruments Business Operator; hereinafter the "Company"）pursuant to the provisions of Article 63-17, paragraph (1) and Article 63-16 of the Payment Services Act, and also issued an Order to Suspend Business, an Order of Retention of Assets with in Japan and a Business Improvement Order to the Company pursuant to the provisions of Article 52, paragraph (1), Article 56-3 and Article 51 of the Financial Instruments and Exchange Act, respectively.

Speech At The Launching Of "The Venture Capital Day Of Shenzhen" And The Unveiling Ceremony Of SZSE Technology And IP Exchange By Chairman Chen Huaping

Date 11/11/2022

Today is a good day for the launching of “The Venture Capital Day of Shenzhen” and the unveiling ceremony of SZSE Technology and IP Exchange (hereinafter as “Technology and IP Exchange”). 

Montréal Exchange Interest Rate Derivative Market Closed Today, November 11, 2022

Date 11/11/2022

The interest rate derivative market is closed today, November 11, 2022.

Opening Statement Of CFTC Commissioner Kristin N. Johnson Before The Open Meeting Of The Commodity Futures Trading Commission

Date 10/11/2022

Thank you, Chairman Behnam. It’s an honor to join you and my fellow Commissioners today. I want to thank my team, Bruce Fekrat, Gene Smith, and Matt Rowland for their tremendous efforts preparing for the meeting today.

CFTC: The Agricultural Advisory Committee To Meet On December 7

Date 10/11/2022

The Agricultural Advisory Committee (AAC) will hold an in-person public meeting on Wednesday, December 7 from 9:00 a.m. to 12:45 p.m. (ET) at the Commodity Futures Trading Commission’s Washington, D.C.

Statement Of CFTC Commissioner Christy Goldsmith Romero On A Proposed Comparability Determination For Capital - Promoting The Resilience Of Swap Dealers In Mexico Through Strong Capital Requirements And Financial Reporting

Date 10/11/2022

I support the Commission considering efforts to safeguard the resilience of swap dealers, including through the proposed capital comparability determination for Mexico. The proposal recognizes that strong capital requirements are essential to ensure a swap dealer’s safety and soundness, and that cross-border coordination with a like-minded regulator can promote financial stability. I commend the staff for their hard work on today’s proposal – and thank them for working closely with me and my office on changes to improve the proposal.

Statement Of CFTC Commissioner Christy Goldsmith Romero On Proposed Rule On Cybersecurity Incident Reporting - Proposal For Expanded Cybersecurity Incident Notification

Date 10/11/2022

I support the Commission considering expanding requirements for clearing house notifications to the CFTC of cybersecurity incidents and clearing system malfunctions.  The proposal is informed by the CFTC’s experience, which involves around 120 recent reportable events, in addition to some clearing houses who have not reported cybersecurity incidents and clearing system malfunctions as required.  I look forward to public comment on whether the proposed rule will be sufficient to hold clearing houses accountable for reporting delays or failures.  I also look forward to public comment on whether the proposed rule sufficiently adapts to the ever-evolving cybersecurity threat landscape and adequately addresses changing technologies and risks, including those related to cryptocurrencies.

Statement Of CFTC Commissioner Kristin N. Johnson In Support Of Proposed Order And Request For Comment On Mexican Capital Comparability Determination

Date 10/11/2022

I support the Commission’s issuance of the Notice of Proposed Order and Request for Comment (Notice of Proposed Order and Request for Comment) on the Application for the Capital Comparability Determination submitted on behalf of Nonbank Swap Dealers subject to Regulation by the Mexican Comisión Nacional Bancaria y de Valores (Mexican Banking and Securities Commission).  The application of the nonbank swap dealers Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V.; Goldman Sachs Mexico, Casa de Bolsa, S.A. de C.V.; and Casa de Bolsa Finamex, S.A. de C.V. (Mexican nonbank swap dealers) domiciled in Mexico and subject to regulation by the Mexican Banking and Securities Commission seeking a capital comparability determination for Mexican nonbank swap dealers is the second proposed order and request for comment to come before the Commission since it adopted its substituted compliance framework for non-U.S. domiciled nonbank swap dealers in July 2020.

CFTC Commissioner Goldsmith Romero To Participate In A Fireside Chat At The 2022 Federal Reserve Bank Of Chicago Financial Markets Group Fall Conference

Date 10/11/2022

SEC Charges Pharmaceutical Co. Chief Information Officer In $8 Million Insider Trading Scheme

Date 10/11/2022

The Securities and Exchange Commission today announced insider trading charges against Ramkumar Rayapureddy, Chief Information Officer of pharmaceutical company Viatris Inc., which was formerly known as Mylan N.V.