News Centre

Japan Financial Services Agency: The Fourth Meeting Of The Working Group On Corporate Disclosure Of The Financial System Council

Date 08/12/2022

The Working Group on Corporate Disclosure of the Financial System Council will hold its fourth meeting on December 15, 2022 as follows.

1. Date: Thursday, December 15, 2022, 10:00~12:00
2. Conference room: Common Special Conference Room No1, 13th floor, Common Government Office No.7
3. Agenda: Explanation by conference arrangement office, discussion etc.

Shanghai Stock Exchange : Join Forces To Speed Up And Tap The Full Potential Of Existing Resources For Infrastructure REITs —— The First Yangtze River Delta REITs Forum And China REITs Forum 2022 Annual Meeting Held

Date 08/12/2022

On December 8, the first Yangtze River Delta REITs Forum and China REITs Forum 2022 Annual Meeting was successfully held. Li Chao, Vice Chairman of the China Securities Regulatory Commission (CSRC), Wu Qing, Executive Vice Mayor of Shanghai, Zhang Yong, former Vice Chairman of the National Development and Reform Commission (NDRC), Tian Guoli, Chairman of the China Construction Bank, and Qiu Yong, Chairman of the Shanghai Stock Exchange, attended the forum and delivered speeches. Officials from the NDRC, the Ministry of Housing and Urban-Rural Development and other relevant departments attended the forum. With the theme of "Speed up and tap the full potential of existing resources for infrastructure REITs", this forum gathered important guests from relevant government departments, enterprises, financial institutions, and research institutions in the field of REITs to discuss the development of China's REITs market.

ISDA: Insights Into Global OTC IRD Markets Based On The 2022 BIS Triennial Central Bank Survey

Date 07/12/2022

This paper highlights the changes in over-the-counter (OTC) interest rate derivatives (IRD) markets from 2019 to 2022, using the data from the Bank for International Settlements Triennial Central Bank Survey.

Votes For CalPERS Board Special Retired Member Election Runoff Counted On Thursday

Date 07/12/2022

All voted ballots in the runoff election for the open retiree seat on the CalPERS Board of Administration will be tabulated on Thursday, December 8.

Ontario Securities Commission Publishes Report On Exempt Market Activity

Date 07/12/2022

The Ontario Securities Commission (OSC) today published a report on capital raising activity by corporate (non-investment fund) issuers in Ontario’s exempt market between 2019 and 2021. The report provides a snapshot of key trends relevant to investors and issuers.

Opening Statement By CFTC Commissioner Summer K. Mersinger Before The Agricultural Advisory Committee Meeting

Date 07/12/2022

Good morning and thank you to Chairman Behnam for organizing this important meeting of the Agricultural Advisory Committee (AAC).

Statement Of CFTC Commissioner Kristin N. Johnson In Support Of Notice Of Proposed Amendments To Reporting And Information Requirements For Derivatives Clearing Organizations

Date 07/12/2022

I support the Commodity Futures Trading Commission’s (CFTC) issuance of the Notice of Proposed Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations (Notice).  Across the diverse commodity and derivatives markets subject to CFTC oversight and in nascent markets where the CFTC’s visibility and enforcement authority may be limited, recent events demonstrate the need to adopt, implement, enforce, and continuously refine CFTC rules and regulations to foster fair, orderly, and transparent markets, to ensure effective protection of customer assets and to preserve market integrity.  These efforts are critical to fulfilling our mandate.

SEC Charges Vika Ventures And Its CEO In $6 Million Fraudulent Offering

Date 07/12/2022

The Securities and Exchange Commission today charged venture capital firm Vika Ventures LLC and its CEO and co-founder, George Iakovou, with fraudulently offering and selling more than $6 million of securities to at least 46 individual investors in multiple states including California, Georgia, and New York. The SEC also announced settled charges against Vika Ventures’ other co-founder, Penelope Zbravos, for her role in the scheme.

Miami International Holdings Commemorates 10-Year Anniversary Of The MIAX Options Exchange Launch

Date 07/12/2022

Miami International Holdings, Inc. (MIH), owner of Miami International Securities Exchange, LLC (MIAX®), MIAX PEARL, LLC (MIAX Pearl®), MIAX Emerald, LLC (MIAX Emerald®), Minneapolis Grain Exchange, LLC (MGEX™), The Bermuda Stock Exchange (BSX™), and Dorman Trading LLC announced today the celebration of the 10-year anniversary of the launch of MIAX Options® with a ceremonial bell ringing at its Princeton, N.J. headquarters. 

CFTC Financial Data For Futures Commission Merchants Update

Date 07/12/2022

The latest reports for October 2022 are now available.