News Centre

FINRA Publishes 2023 Report On Exam And Risk Monitoring Program - Report Reflects New And Evolving Risks, Industry Trends, And Noteworthy Findings

Date 10/01/2023

FINRA published today its 2023 Report on FINRA’s Examination and Risk Monitoring Program to provide member firms with key insights and observations to use in strengthening their compliance programs.

Samir Sabharwal Named As The New Alberta Securities Commission Executive Director

Date 10/01/2023

The Alberta Securities Commission (ASC) today announced that Samir Sabharwal has been named the organization’s new Executive Director, following an extensive national search. His appointment will take effect on April 1, 2023.

CalPERS Commits $1 Billion To Fund Investor Entrepreneurship And Innovation In The Investment Industry

Date 10/01/2023

CalPERS today announced a $1 billion commitment aimed at identifying and supporting the next generation of investor entrepreneurs in the private markets.

Brief Remarks On The Economy And Bank Supervision, Federal Reserve Governor Michelle W. Bowman, At The Florida Bankers Association Leadership Luncheon Events, Miami, Florida

Date 10/01/2023

Thank you, Bill, and I'd also like to thank Alex Sanchez and the Florida Bankers Association for the invitation to be with you today. It is a pleasure to be here in person to discuss issues that are top of mind for all of us as we begin the new year. I will start with some thoughts about the Federal Reserve's ongoing effort to lower inflation, which continues to be much too high. I will then touch on other issues in the Fed's purview, including bank supervision and regulation

CFTC Commissioner Goldsmith Romero To Participate In A Fireside Chat At The Commodity Markets Council’s State Of The Industry Conference 2023

Date 10/01/2023

SEC Announces Appointment Of Cristina Martin Firvida As Investor Advocate

Date 10/01/2023

The Securities and Exchange Commission today announced the appointment of Cristina Martin Firvida as Director of the Office of the Investor Advocate, effective Jan. 17, 2023. Ms. Martin Firvida was most recently the Vice President of Financial Security and Livable Communities for Government Affairs at AARP.

Panel On "Central Bank Independence And The Mandate - Evolving Views", Federal Reserve Chair Jerome H. Powell, At The Symposium On Central Bank Independence, Sveriges Riksbank, Stockholm, Sweden

Date 10/01/2023

I will address three main points. First, the Federal Reserve's monetary policy independence is an important and broadly supported institutional arrangement that has served the American public well. Second, the Fed must continuously earn that independence by using our tools to achieve our assigned goals of maximum employment and price stability, and by providing transparency to facilitate understanding and effective oversight by the public and their elected representatives in Congress. Third, we should "stick to our knitting" and not wander off to pursue perceived social benefits that are not tightly linked to our statutory goals and authorities.

TMX Group Equity Financing Statistics – December 2022

Date 10/01/2023

TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for December 2022.

A Message From CEO And Co-Founder, Brian Armstrong, To Coinbase Employees

Date 10/01/2023

I shared an update with our employees today that I want to also share publicly. Please see additional details regarding the financial impact of these events in our 8k filed with the SEC this morning.

Pico Announces Bo Zhou, Ph.D., As Head Of APAC - Seasoned Commercial And Business Executive To Help Lead Firm’s APAC Growth

Date 10/01/2023

Pico, a leading global provider of mission-critical technology services, software, data and analytics for the financial markets community, has named Bo Zhou, Ph.D., as Head of APAC to oversee Pico’s continued growth in the region.