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UK Financial Conduct Authority Bans Nigel Lewis And Susan Jones For Incompetent British Steel Pension Scheme Advice

Date 27/11/2023

The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from holding any senior management functions in a regulated firm.
Vixio PaymentsCompliance Forms Executive Advisory Board

Date 27/11/2023

Vixio PaymentsCompliance, a provider of regulatory intelligence to the global payments industry, has held the first meeting of its newly formed Executive Advisory Board. Vixio established the Board to gain expert insight from a cohort of customers across the tech and compliance ecosystem to inform its product development and address challenges shaping the payments industry.
FSB Publishes 2023 G-SIB List

Date 27/11/2023

The Financial Stability Board (FSB) today published the 2023 list of global systemically important banks (G-SIBs) using end-2022 data and applying the assessment methodology designed by the Basel Committee on Banking Supervision (BCBS).
investierung.co: BaFin Investigates Website Operators And Warns Consumers Of A Case Of Identity Fraud

Date 27/11/2023

The Federal Financial Supervisory Authority (BaFin) warns consumers about the website investierung.co. According to information available to BaFin, the operators are providing financial and investment services on this website without the required authorisation.
Bursa Malaysia And Un Global Compact Network Malaysia & Brunei Sign Memorandum Of Collaboration - Advancing Capability And Capacity Building On Sustainability In The Marketplace

Date 27/11/2023

Bursa Malaysia Berhad (“Bursa Malaysia” or “the Exchange”) and UN Global Compact Network Malaysia & Brunei (“UNGCMYB”), the Malaysian and Bruneian chapter of the United Nations Global Compact, announced a collaboration to jointly explore the development of sustainability-focused capability and capacity building programmes that are specifically designed for the Malaysian marketplace.

SET Joins Hands With SGX Group To Move Forward The Thailand-Singapore DR Linkage Project

Date 27/11/2023

The Stock Exchange of Thailand (SET) and Singapore Exchange Limited (SGX Group) have further strengthened investment links, expanding opportunities for investors to access securities of both countries via depositary receipt (DR), under the collaborative project called Thailand-Singapore DR Linkage.
VC Investment In India Startups Nosedived By Over 50% To $6.3 Billion During January-October 2023, Reveals GlobalData

Date 27/11/2023

A total of 920 venture capital (VC) funding deals were announced in India during January-October 2023, a decline of 38.6% compared to the 1,499 VC deals announced during January-October 2022. The corresponding VC funding value plummeted by a massive 67.1% from $19.2 billion during January-October 2022 to $6.3 billion during January-October 2023, according to GlobalData, a leading data and analytics company.
Hong Kong Securities And Futures Commission And China Securities Regulatory Commission Hold High-Level Enforcement Cooperation Meeting And Joint Training

Date 27/11/2023

The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) recently held their 15th regular high-level meeting on enforcement cooperation and a three-day joint training event at Chengdu. This was the first in-person meeting between the current enforcement heads of the SFC and the CSRC and the first in-person joint training between the two enforcement units since the COVID pandemic.
HKEX Commits To Carbon Neutrality By 2024 And Net Zero By 2040

Date 27/11/2023

Hong Kong Exchanges and Clearing Limited (HKEX) is today (Monday) pleased to announce the company’s own commitments to achieving both carbon neutrality and net zero. Reflecting the Group’s long-standing convictions, and commitments to advancing the sustainable development of global markets and the broader communities in which the Group operates, HKEX is pleased to confirm its plans to achieve Group carbon neutrality by 2024, and net zero by 2040.
Japan Financial Services Agency: The Second Meeting Of The Japan-UK Financial Regulatory Forum

Date 27/11/2023

On November 27, 2023, the second Meeting of the Japan-UK Financial Regulatory Forum was held in Tokyo by the Financial Services Agency (FSA) and the HM Treasury (HMT).