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NYSE Regulation, Inc. Announces Disciplinary Actions Against 27 Individuals
Date 09/03/2006
This is NYSE Regulation's Disciplinary Actions announcement for March 2006.
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New York Mercantile Exchange Announces Margins For New European Petroleum Swaps Futures Contracrs On NYMEX ClearPort®
Date 09/03/2006
The New York Mercantile Exchange, Inc., today announced margin rates for its new European petroleum swap futures contracts that begin trading on NYMEX ClearPort® on March 12 for the trade date of March 13.
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NASDAQ's BLDRS Index Funds Trust To Declare Distributions
Date 09/03/2006
NASDAQ Global Funds, Inc. (NGF) today announced that a distribution will be made to the holders of record of each of the four funds in The Basket of Listed Depositary Receipts (BLDRS(SM)) Index Funds Trust as of March 21, 2006. The amount of the distribution will be determined after the close of business on March 16, 2006, and payment will be made on April 28, 2006.
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NASDAQ-100 Index Tracking Stock To Declare Distributions
Date 09/03/2006
Nasdaq Global Funds, Inc. (NGF) today announced that a distribution will be made to the holders of record of the NASDAQ-100 Index Tracking Stock (Nasdaq(R): QQQQ) as of March 21, 2006. The amount of the distribution will be determined after the close of business on March 16, 2006, and payment will be made on April 28, 2006.
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Meeting Of The Board Of Directors Of Borsa Italiana
Date 09/03/2006
The Board of Directors of Borsa Italiana met yesterday to assess the state of affairs of the feasibility study for the Company's flotation.
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International Securities Exchange, Inc. Celebrates First Anniversary Of Listing On The NYSE
Date 09/03/2006
International Securities Exchange, Inc. (NYSE-Listed ISE) visits the NYSE to celebrate its 1st anniversary of listing. In honor of the occasion, President & CEO David Krell and COO Gary Katz ring The Closing BellSM.
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Industry’s Self-Regulating Organizations Need Reform Securities Industry Association Tells Banking Committee
Date 09/03/2006
Marc Lackritz, President of the Securities Industry Association (SIA), today testified before the Senate Committee on Banking, Housing, and Urban Affairs on the need for reform of the Self-Regulating Organizations (SROs) in the securities industry.
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FTSE4Good Review – 40 Companies Added, 19 Companies Removed From Leading SRI Index Series
Date 09/03/2006
FTSE Group, the global index provider, today confirms the results of the March review of the FTSE4Good global index series. An additional 40 companies worldwide have met the index criteria that assess companies’ Corporate Social Responsibility (CSR) practices based on principles of Socially Responsible Investment (SRI). Globally, 19 existing constituents will be removed from the index as they no longer meet the criteria. The largest number of new companies is from the UK (13). Changes to the
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Fitch Ratings Agency And Dominion Bond Rating Service Limited Indicate Their Willingness To Participate In CESR's Voluntary Framework To Review Their Application Of The IOSCO Code On Rating Agencies
Date 09/03/2006
Click here for un update on CESR’s dialogue with Credit Rating Agencies to review how the IOSCO Code Of Conduct is being implemented.
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Clearstream Announces Innovative Solution For Tax Certificates
Date 09/03/2006
Clearstream announces the launch of the first electronic “smart form” service for tax certification which will allow customers to streamline the inefficient paper-based processes thus reducing processing costs and forms handling times.
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