News Centre

ASIC Consults On Insolvent Trading Guidance

Date 14/09/2023

ASIC has released Consultation Paper 372 Guidance on insolvent trading safe harbour provisions: Update to RG 217 seeking feedback on our proposed updates to Regulatory Guide 217 Duty to prevent insolvent trading: Guide for directors (RG 217).  

SGX Group And BlackRock Spearhead Landmark Climate Action ETF, Catalysing Sustainable Investing In Asia

Date 14/09/2023

• Reflects SGX’s stewardship in index investing, cementing our leadership in indices, passive investing and derivatives globally
• ETF is anchored by Prudential, one of the largest asset owners in Asia and a member of the NZAOA

Generation Investment Management's 7th Annual Sustainability Trends Report Highlights The Bold New Policy Commitments Underpinning The Critical Period For Action On The Climate Crisis

Date 14/09/2023

Generation Investment Management, the sustainable investment manager, today published its seventh Sustainability Trends Report, which annually seeks to answer the question of where the world stands in the transition to a low-emissions economy.  This year's assessment analyses how climate change has moved to the centre of global politics and how rapid shifts in policy are transforming the outlook for the energy transition across the global economy – from the power sector and transportation to buildings, industrials, land use and climate finance.  

Nadex Amends Rulebook, Clarifying Definitional Terms, Member Obligations, And Providing Technical Amendments To Certain Contract Specifications

Date 13/09/2023

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (the “Act”), and §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act, North American Derivatives Exchange, Inc. d/b/a crypto.com | Derivatives North America (“Nadex”) submitted to the Commission its intent to amend the following Rules:

CFTC Chairman Behnam To Speak At Flowcarbon’s Carbon Smart Summit

Date 13/09/2023

SEC Proposes Improvements To EDGAR Filer Access And Account Management

Date 13/09/2023

The Securities and Exchange Commission today proposed rule and form amendments to improve filer access to and management of accounts on the SEC’s EDGAR system. The proposed amendments would require EDGAR filers to authorize identified individuals who would be responsible for managing filers’ EDGAR accounts. In addition, individuals acting on behalf of filers on EDGAR would need individual account credentials to access those EDGAR accounts and make filings. If the proposed amendments are later adopted, the SEC will make technical changes to EDGAR, including to make available to EDGAR filers certain Application Programming Interfaces (APIs) for machine-to-machine submissions on EDGAR and retrieval of related filing information.

Statement On EDGAR, SEC Chair Gary Gensler, Sept. 13, 2023

Date 13/09/2023

Today, the Commission voted to propose amendments regarding login, password, and other account access protocols for filers and other registrants using the Electronic Data Gathering, Analysis, and Retrieval System, commonly known as EDGAR. I am pleased to support these proposed amendments because, if adopted, they would enhance EDGAR’s security and further improve filers’ access to the EDGAR system.

Robinhood Markets, Inc. Reports August 2023 Operating Data

Date 13/09/2023

Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today reported selected monthly operating data for August 2023:

CFTC Commissioner Mersinger To Participate In A Fireside Chat At WFE’s Annual General Meeting In Bermuda

Date 13/09/2023

Building On Our Trans-Atlantic Partnership To Strengthen Market Oversight: Remarks Before Eurofi, Commissioner Jaime Lizárraga, Santiago De Compostela, Spain, Sept. 13, 2023

Date 13/09/2023

Good evening, and thank you, David, for your kind introduction and for your leadership in organizing this conference.